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Interventions for improving oral health in people after stroke
Abstract
Background
For people with physical, sensory and cognitive limitations due to stroke, the routine practice of oral health care (OHC) may become a challenge. Evidence‐based supported oral care intervention is essential for this patient group.
Objectives
To compare the effectiveness of OHC interventions with usual care or other treatment options for ensuring oral health in people after a stroke.
Search methods
We searched the Cochrane Stroke Group and Cochrane Oral Health Group trials registers, CENTRAL, MEDLINE, Embase, and six other databases in February 2019. We scanned reference lists from relevant papers and contacted authors and researchers in the field. We handsearched the reference lists of relevant articles and contacted other researchers. There were no language restrictions.
Selection criteria
We included randomised controlled trials (RCTs) that evaluated one or more interventions designed to improve the cleanliness and health of the mouth, tongue and teeth in people with a stroke who received assisted OHC led by healthcare staff. We included trials with a mixed population provided we could extract the stroke‐specific data. The primary outcomes were dental plaque or denture plaque. Secondary outcomes included presence of oral disease, presence of related infection and oral opportunistic pathogens related to OHC and pneumonia, stroke survivor and providers' knowledge and attitudes to OHC, and patient satisfaction and quality of life.
Data collection and analysis
Two review authors independently screened abstracts and full‐text articles according to prespecified selection criteria, extracted data and assessed the methodological quality using the Cochrane 'Risk of bias' tool. We sought clarification from investigators when required. Where suitable statistical data were available, we combined the selected outcome data in pooled meta‐analyses. We used GRADE to assess the quality of evidence for each outcome.
Main results
Fifteen RCTs (22 randomised comparisons) involving 3631 participants with data for 1546 people with stroke met the selection criteria.
OHC interventions compared with usual care
Seven trials (2865 participants, with data for 903 participants with stroke, 1028 healthcare providers, 94 informal carers) investigated OHC interventions compared with usual care.
Multi‐component OHC interventions showed no evidence of a difference in the mean score (DMS) of dental plaque one month after the intervention was delivered (DMS –0.66, 95% CI –1.40 to 0.09; 2 trials, 83 participants; I2 = 83%; P = 0.08; very low‐quality evidence).
Stroke survivors had less plaque on their dentures when staff had access to the multi‐component OHC intervention (DMS –1.31, 95% CI –1.96 to –0.66; 1 trial, 38 participants; P < 0.0001; low‐quality evidence).
There was no evidence of a difference in gingivitis (DMS –0.60, 95% CI –1.66 to 0.45; 2 trials, 83 participants; I2 = 93%; P = 0.26: very low‐quality evidence) or denture‐induced stomatitis (DMS –0.33, 95% CI –0.92 to 0.26; 1 trial, 38 participants; P = 0.69; low‐quality evidence) among participants receiving the multi‐component OHC protocol compared with usual care one month after the intervention. There was no difference in the incidence of pneumonia in participants receiving a multi‐component OHC intervention (99 participants; 5 incidents of pneumonia) compared with those receiving usual care (105 participants; 1 incident of pneumonia) (OR 4.17, CI 95% 0.82 to 21.11; 1 trial, 204 participants; P = 0.08; low‐quality evidence).
OHC training for stroke survivors and healthcare providers significantly improved their OHC knowledge at one month after training (SMD 0.70, 95% CI 0.06 to 1.35; 3 trials, 728 participants; I2 = 94%; P = 0.03; very low‐quality evidence). Pooled data one month after training also showed evidence of a difference between stroke survivor and providers' oral health attitudes (SMD 0.28, 95% CI 0.01 to 0.54; 3 trials, 728 participants; I2 = 65%; P = 0.06; very low‐quality evidence).
OHC interventions compared with placebo
Three trials (394 participants, with data for 271 participants with stroke) compared an OHC intervention with placebo. There were no data for primary outcomes. There was no evidence of a difference in the incidence of pneumonia in participants receiving an OHC intervention compared with placebo (OR 0.39, CI 95% 0.14 to 1.09; 2 trials, 242 participants; I2 = 42%; P = 0.07; low‐quality evidence). However, decontamination gel reduced the incidence of pneumonia among the intervention group compared with placebo gel group (OR 0.20, 95% CI 0.05 to 0.84; 1 trial, 203 participants; P = 0.028). There was no difference in the incidence of pneumonia in participants treated with povidone‐iodine compared with a placebo (OR 0.81, 95% CI 0.18 to 3.51; 1 trial, 39 participants; P = 0.77).
One OHC intervention compared with another OHC intervention
Twelve trials (372 participants with stroke) compared one OHC intervention with another OHC intervention. There was no difference in dental plaque scores between those participants that received an enhanced multi‐component OHC intervention compared with conventional OHC interventions at three months (MD –0.04, 95% CI –0.33 to 0.25; 1 trial, 61 participants; P = 0.78; low‐quality evidence). There were no data for denture plaque.
Authors' conclusions
We found low‐ to very low‐quality evidence suggesting that OHC interventions can improve the cleanliness of patient's dentures and stroke survivor and providers' knowledge and attitudes. There is limited low‐quality evidence that selective decontamination gel may be more beneficial than placebo at reducing the incidence of pneumonia. Improvements in the cleanliness of a patient's own teeth was limited. We judged the quality of the evidence included within meta‐analyses to be low or very low quality, and this limits our confidence in the results. We still lack high‐quality evidence of the optimal approach to providing OHC to people after stroke.
Plain language summary
Interventions for improving oral health in people after stroke
Review question
We wanted to know whether oral healthcare (OHC) interventions improve the oral health of people who have had a stroke, and if any one OHC intervention provided more benefit than another approach.
Background
Three quarters of people who have had a stroke experience physical problems, and the weakness, lack of co‐ordination and cognitive (attention, memory, language and orientation) problems that may accompany a stroke can make it difficult for a person to maintain the health and cleanliness of their mouth, tongue and teeth on their own. A clean mouth feels good and the practice of OHC (removing dental plaque (a soft, sticky film that builds up on your teeth) and traces of food) is a crucial factor in maintaining the health of the mouth, teeth and gums. A clean and healthy mouth also prevents pain or discomfort and allows people to eat a range of nutritious foods. Maintaining good oral care may be difficult after a stroke and healthcare staff may have to assist in providing such care.
We wanted to see whether OHC interventions could improve the cleanliness of stroke survivors' teeth by reducing dental plaque or denture plaque (our primary outcomes). We were also interested in whether OHC interventions would improve other (secondary) outcomes including patient satisfaction and quality of life, presence of oral disease, presence of related infection, and stroke survivor and providers' knowledge and attitudes to OHC.
Search date
The evidence is current to February 2019.
Study characteristics
We included 15 studies (22 comparisons) involving 1546 people with stroke, 1028 staff and 94 carers in this updated review. Seven trials compared OHC with usual care; three trials compared OHC with placebo (pretend treatment or usual care), and 12 trials compared two different types of OHC.
Key results
We found little evidence to inform how OHC is best delivered. There was low‐quality evidence from trials that compared OHC with standard care showing that OHC reduced denture plaque. There was no difference for studies that measured dental plaque. We found very low‐quality evidence to show that training nursing staff and family carers improved their knowledge and attitudes to OHC. There was low‐quality evidence that demonstrated the beneficial impact of a decontamination gel (to reduce the number of bacteria in the mouth) on the incidence of pneumonia compared with placebo gel among patients in a stroke ward. However, there was no other information on how best to provide OHC and more studies are urgently needed.
Quality of the evidence
Despite the inclusion of several new trials of OHC for people after stroke since our last review update there remains a lack of high‐quality evidence to inform OHC in stroke care settings.
Conclusion
We judged the quality of the current evidence in this review to be low to very low. We lack high‐quality evidence of the optimal approach to providing OHC to people after stroke. Additional well‐conducted clinical trials are needed.
Summary of findings
Summary of findings 1
Oral health interventions compared with usual care for people after stroke | |||||
Patient or population: adults with stroke Settings: hospital, home or residential care Intervention: oral health intervention Comparison: usual care | |||||
Outcomes (assessed at up to 1 month postintervention) | Relative effect (95% CI) | No of participants (studies) | Direction of effect | Quality of the evidence (GRADE) | Comments |
Dental plaque (Analysis 1.1) | DMS –0.66 (–1.40 to 0.09) | 83 participants (2 trials; Frenkel 2001; Kim 2014a) | No evidence of benefit or harm | ⊕⊝⊝⊝a,b,c Very low |
|
Denture plaque (Analysis 1.3) | DMS –1.31 (–1.96 to –0.66) | 38 participants (1 trial; Frenkel 2001) | Favoured OHC intervention | ⊕⊕⊝⊝a,b Low |
|
Presence of oral disease: gingivitis (Analysis 1.4) | DMS –0.60 (–1.66 to 0.45) | 83 participants (2 trials; Frenkel 2001; Kim 2014a) | No evidence of benefit or harm | ⊕⊝⊝⊝a,b,c Very low |
|
Presence of oral disease: denture‐induced stomatitis (Analysis 1.6) | DMS –0.33 (–0.92 to 0.26) | 38 participants (1 trial; Frenkel 2001) | No evidence of benefit or harm | ⊕⊕⊝⊝a,b Low |
|
Presence of related infection: pneumonia (Analysis 1.7) | OR 4.17 (0.82 to 21.11) (intervention group: 5 incidents of pneumonia (99 participants); usual care group: 1 incident of pneumonia (105 participants) | 204 participants (1 trial; SOCLE II) | No evidence of benefit or harm | ⊕⊕⊝⊝a,b Low |
|
Stroke survivor and providers' knowledge to OHC: knowledge (Analysis 1.8) | SMD 0.70 (0.06 to 1.35) | 728 participants (3 trials; Ab Malik 2017; Frenkel 2001; Kuo 2016) | Favours OHC intervention | ⊕⊝⊝⊝a,b,c,d Verylow | Knowledge assessed with non‐validated self‐administered questionnaires.
|
Stroke survivor and providers' attitudes to OHC: attitude (Analysis 1.11) | SMD 0.28 (0.01 to 0.54) | 728 participants (3 trials; Ab Malik 2017; Frenkel 2001; Kuo 2016) | Favours OHC intervention | ⊕⊝⊝⊝a,b,c,d Verylow | Attitude assessed with non‐validated self‐administered questionnaires.
|
GRADE Working Group grades of evidence High quality: further research is very unlikely to change our confidence in the estimate of effect. Moderate quality: further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate. Low quality: further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate. Very low quality: we are very uncertain about the estimate. |
CI: confidence interval; DMS: difference in mean score; OHC: oral health care; OR: odds ratio; SMD: standard mean difference.
aDowngraded one level as there were serious limitations identified in the risk of bias.
bDowngraded one level because of imprecision.
cDowngraded one level because of inconsistency of results.
dDowngraded one level because of indirectness of the evidence based on variations in outcome measures.
Summary of findings 2
Oral health care intervention compared with placebo for stroke | |||||
Patient or population: adults with stroke Settings: hospital based Intervention: oral care intervention Comparison: placebo | |||||
Outcomes | Relative effect (95% CI) | No of participants (trials) | Direction of effect | Quality of the evidence (GRADE) | Comments |
Dental plaque | — | — | — | — | We found no studies. |
Denture plaque | — | — | — | — | We found no studies. |
Presence of oral disease | — | — | — | — | We found no studies. |
Presence of related infection: pneumonia (Analysis 2.1) | OR 0.39 (0.14 to 1.09) | 242 participants (2 trials; Gosney 2006; Seguin 2014) | No evidence of benefit or harm | ⊕⊕⊝⊝a,b Low |
|
Stroke survivor and providers' knowledge and attitudes to oral health care | — | — | — | — | We found no studies. |
GRADE Working Group grades of evidence High quality: further research is very unlikely to change our confidence in the estimate of effect. Moderate quality: further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate. Low quality: further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate. Very low quality: we are very uncertain about the estimate. |
CI: confidence interval; OR: odds ratio; RR: risk ratio.
aDowngraded one level as there were serious limitations identified in the risk of bias.
bDowngraded one level because of indirectness.
Summary of findings 3
Oral health care intervention compared with another oral health care intervention for stroke | |||||
Patient or population: adults with stroke Settings: hospital based Intervention: oral care intervention Comparison: another oral health care intervention | |||||
Outcomes | Relative effect (95% CI) | No of participants (trials) | Direction of effect | Quality of the evidence (GRADE) | Comments |
Dental plaque (Analysis 3.1) | MD –0.04 (–0.33 to 0.25) | 61 participants (1 trial; Ab Malik 2018) | No evidence of benefit or harm | ⊕⊕⊝⊝a,b Low |
|
Denture plaque | — | — | — | — | We found no studies. |
Presence of oral disease | — | — | — | — | We found no studies. |
Presence of related infection: pneumonia | — | — | — | — | We found no studies. |
Stroke survivor and providers' knowledge and attitudes to oral health care | — | — | — | — | We found no studies. |
GRADE Working Group grades of evidence High quality: further research is very unlikely to change our confidence in the estimate of effect. Moderate quality: further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate. Low quality: further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate. Very low quality: we are very uncertain about the estimate. |
CI: confidence interval; MD: mean difference.
aDowngraded one level as there were serious limitations identified in the risk of bias.
bDowngraded one level because of imprecision.
Background
Three quarters of stroke survivors experience physical deficits (Adamson 2004), and the weakness, lack of co‐ordination and cognitive problems that may accompany a stroke can make it difficult for a person to maintain the health and cleanliness of their mouth, tongue and teeth on their own (RCP 2016). Facial muscle strength and tone and oral sensation may alter after stroke, resulting in poorly controlled dentures and altered chewing and oral clearance patterns. Together with swallowing impairment, all these factors impact on an individual's nutritional intake, which also has a negative impact on rehabilitation and other functional outcomes (Geeganage 2012; Nakazora 2017; RCP 2016).
Description of the condition
Dry mouth, oral ulcers and stomatitis are common side effects of medication (RCP 2016; Yuan 2015). Dysphagia and poor oral clearance of food and fluid residue further contribute to dental decay and microbial load observed among stroke survivors (Dai 2015; Kishore 2018; Zhu 2008). Some patients have pre‐existing oral health problems – for example gum disease has been linked to the incidence of cardiovascular disease, diabetes and stroke (Michishige 1999). The more severe a stroke, the more dependent the stroke survivors are on others to support or facilitate their oral health care (OHC).
Pneumonia is a common complication after stroke and is associated with high mortality, long stays in hospital and a lower potential for function recovery (Hilker 2003; Katzan 2003; Langhorne 2000). While reports of the numbers affected vary, stroke‐associated pneumonia has been reported to affect between 2% and 63% of stroke survivors (Hannawi 2013; Kishore 2018). The onset of stroke‐associated pneumonia is thought to be related to the severity of patients' stroke, their functional impairment (both pre‐ and poststroke onset) and level of consciousness (Chumbler 2010). People with stroke who have swallowing problems (dysphagia) are more likely to develop pneumonia than people with stroke with normal swallowing function, but aspiration of food and fluid into the lungs alone does not fully account for the incidence of pneumonia (Chumbler 2010). The possibility of a relationship between stroke‐associated pneumonia and patients' oral health has received increasing attention.
Description of the intervention
Providing OHC to people with different stroke and dental profiles (those with natural teeth, dentures, both or neither) within stroke care settings is a challenge (Brady 2011). OHC practice varies across wards, often delegated to junior nursing staff. Staff are inadequately supported to provide this care (Horne 2015; Talbot 2005). Current descriptions of OHC interventions incorporate staff knowledge, assessment, equipment, agents, planned intervention, monitored nutritional intake and specialist referral components (Brady 2011; Wagner 2016) (see Types of interventions).
How the intervention might work
If the mouth is not kept clean then the increasing buildup of debris contributes to plaque, tartar, dental decay and gum disease. If left untreated and in a state of continuing poor oral health this can develop into calcified plaque (tartar), tooth loss, stomatitis, gingivitis and periodontitis (Peres 2019; Watt 2019). The health benefits of high‐quality care after stroke (Ingeman 2011), and the complementary role that various members of the multi‐disciplinary stroke team could play in the provision of OHC has been outlined, including dental health, dietetic and occupational therapy professionals (Bailey 2004; Bellomo 2005). As in other aspects of stroke care, rehabilitation goals that aim to maintain or regain independent OHC skills would be appropriate in the stroke care setting (Bellomo 2005).
Why it is important to do this review
Systematic review evidence indicates that enhanced OHC has a preventive effect on the incidence of pneumonia among nursing home residents (absolute risk reductions between 6.6% and 11.7%; numbers needed to treat for an additional beneficial outcome 9 to 15) (Sjögren 2008), and ventilated populations (Chan 2007). More recently one non‐randomised study in a stroke care setting suggested benefits in the use of a coproduced OHC programme involving nursing staff education, access to OHC assessments, protocols and OHC equipment (odds ratio (OR) for pneumonia in the OHC group was 0.71, 95% confidence interval (CI) 0.51 to 0.98; P = 0.041) (Wagner 2016). The dearth of evidence underpinning staff‐led oral care practice in healthcare settings has been highlighted (Lyons 2018; RCP 2016). It is crucial to undertake a rigorous systematic review and meta‐analyses of the available evidence relating to the effectiveness of oral care interventions for people after stroke in order to inform evidence‐based care and rehabilitation of people after stroke.
Objectives
To compare the effectiveness of OHC interventions with usual care, or other treatment options for ensuring oral health in people after a stroke.
Methods
Criteria for considering studies for this review
Types of studies
We identified randomised controlled trials (RCTs) that evaluated one or more interventions designed to improve oral health. We included trials that recruited from a healthcare setting with a mixed population provided it was possible to extract the data specific to the individuals poststroke.
Types of participants
We included adults (aged 18 years or greater) with a diagnosis of stroke who received assisted OHC led by healthcare staff.
Types of interventions
We included trials that evaluated an intervention designed to improve routine‐assisted OHC in a stroke care setting.
The interventions fell into the following broad categories:
- assessment tool;
- equipment (e.g. toothbrush);
- agent (e.g. mouthwash);
- staff, volunteer or family carer training;
- OHC promotion.
Types of outcome measures
A comprehensive, valid and reliable measurement tool for assessing oral health and cleanliness is currently lacking. We recorded a range of outcomes that correspond to different aspects of oral health and cleanliness and OHC delivery.
Primary outcomes
- Dental plaque.
- Denture plaque.
Secondary outcomes
- Presence of oral disease: gingivitis, denture‐induced stomatitis, periodontal disease.
- Presence of related infection and primary oral opportunistic pathogens related to OHC and pneumonia: pneumonia, anaerobic Gram‐negative bacillus (AGNB), Candida and Staphylococcus aureus.
- Oral health knowledge and attitudes.
- Patient satisfaction and quality of life: care received, oral comfort and appearance, quality of life.
We recorded outcome measurements taken up to 12 months postintervention. We took dental data of included studies at the patient level.
Search methods for identification of studies
See the 'Specialized register' section at the Cochrane Stroke Group website (www.dcn.ed.ac.uk/csrg/entity/searchmethods.pdf). We searched for trials in all languages and planned to arrange translation of relevant papers published in languages other than English.
Electronic searches
We searched the trials registers of the Cochrane Stroke Group (last searched 18 February 2019) and the Cochrane Oral Health Group (last searched 20 February 2018) (Appendix 1).
In addition, we searched the following databases:
- Cochrane Central Register of Controlled Trials (CENTRAL; 2019, Issue 2) in the Cochrane Library (searched 18 February 2019) (Appendix 2);
- MEDLINE Ovid (1946 to 15 February 2019) (Appendix 3);
- Embase Ovid (1974 to 18 February 2019) (Appendix 4); and
- CINAHL EBSCO (Cumulative Index to Nursing and Allied Health Literature; 1982 to 18 February 2019) (Appendix 5).
We also searched the following resources for ongoing trials:
- US National Institutes of Health Ongoing Trials Register ClinicalTrials.gov (http://www.clinical trials.gov; searched 18 February 2019) (Appendix 6);
- World Health Organization International Clinical Trials Registry Platform (apps.who.int/trialsearch; searched 18 February 2019) (Appendix 6).
For the previous version of this review, we searched the Research Findings Electronic Register (to February 2006), and the National Research Register (Issue 1, 2006). These sources are no longer available and so our search update did not include them. The earlier search strategies are shown in Appendix 7.
Searching other resources
In an effort to identify further published, unpublished and ongoing studies, we searched Web of Science Conference Proceedings Citation Index‐Science (last searched 25 February 2019), Zetoc (last search 25 February 2019) and Proquest Dissertations and Theses (last search 25 February 2019) using key terms shown in Appendix 8.
We scanned reference lists from relevant papers and contacted authors and researchers in the field. We did not handsearch any journals or conference proceedings in addition to those already searched on behalf of Cochrane UK and the Cochrane Stroke Group.
Data collection and analysis
Selection of studies
We considered RCTs that addressed OHC interventions for inclusion on the basis of study design, interventions and outcome measures used. All RCTs that examined OHC interventions for older populations (which had the potential to have included individuals post stroke) were eligible for inclusion. One review author (MB, BB or PC) screened titles of the records identified through the electronic searches described above and excluded any obviously irrelevant studies. Two members of the review team (MB, and BB, PC or DF) independently reviewed the abstracts of potentially relevant studies to determine if they met the selection criteria.
We obtained full‐text papers of the remaining studies that fulfilled the listed inclusion criteria and these were independently assessed by two members of the review team (MB, BB, PC, DF). In some cases, we contacted the trial authors to retrieve additional information before we could make a final decision. We resolved conflicting decisions through discussion. Studies judged as ineligible for inclusion, together with reasons for their exclusion, are listed in the Characteristics of excluded studies table.
Data extraction and management
Two members of the review team (MB, BB, PC, DF) independently performed data extraction, and we contacted study authors to request missing data (or data in a suitable format) for inclusion in the review. For trials based on a mixed population, we contacted the study authors to establish whether the details relating to stroke survivors were available. All data provided were at participant level, rather than tooth level.
We developed and piloted a standardised data extraction sheet. We extracted the following information: study design, recruitment and setting, participants' demographics, inclusion and exclusion criteria, outcome measures used and time points, duration of follow‐up and summary outcome data.
We profiled specific intervention details using the template for intervention description and replication (TIDieR) checklist (Hoffmann 2014). This included details of the intervention (intervention rationale, materials, procedures, provider, delivery mode, dose, tailoring, modification, adherence and related aspects of fidelity).
We also used the TIDieR checklist to extract relevant data for each control group to document what intervention was delivered (i.e. we made every effort to profile all interventions, including those in the comparison role of 'usual care.' by their constituent components). Where trialists used the term 'usual care' in the absence of any additional details such profiling was not possible. Usual care is highly variable (e.g. Talbot 2005), and thus we profiled the intervention by that general term only.
Assessment of risk of bias in included studies
Two review authors (MB, BB PC, DF) independently documented the methodological quality of the included studies using items specified by the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2019). They judged each study as potentially 'high risk', 'low risk' or 'unclear' risk of bias, against the following nine quality criteria.
- Random sequence generation (selection bias).
- Allocation concealment (selection bias).
- Blinding of participants and personnel (performance bias).
- Blinding of outcome assessment (detection bias).
- Incomplete outcome data (attrition bias).
- Selective reporting (reporting bias).
- Baseline comparability of groups.
- Whether an a priori power calculation had been conducted.
- Other potential confounders.
We sought clarification from study authors if details were unavailable from the text. We resolved disagreements by consensus between the review authors.
Measures of treatment effect
We grouped studies together in terms of their interventions and outcomes. Where suitable statistical summary data were available, we combined the selected outcome data in pooled meta‐analyses. For dichotomous outcomes, we calculated the effect measure as the risk ratio (RR) with 95% confidence intervals (CI). For dichotomous outcomes with rare events (i.e. an event rate of less than 10%), we calculated Peto odds ratios (OR) with 95% CI.
For ordinal scales (10 or more categories) and for continuous data, and where the same measurement tool was used across trials, we calculated the treatment effect using mean differences (MD) and 95% CI. If different scales were used in different trials, we planned to use standardised mean differences (SMD) and 95% CI. For non‐normal data and ordinal scales with fewer than 10 categories, we planned to use a defined cut‐off and to treat the data as a dichotomous outcome.
An earlier version of the review, Brady 2006, used Proc Mixed in the statistical package SAS (www.sas.com/) to analyse the individual patient data for poststroke participants to take account of the clustering in the Frenkel 2001 study, and used the generic inverse variance section of Review Manager 5 for presentation purposes (Review Manager 2014). Consequently, we calculated the estimates and standard errors of the same effect measure for all the other studies in the same meta‐analysis using the methods outlined in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2019).
Unit of analysis issues
The unit of analysis was per participant randomised, rather than tooth level. Where a trial included three or more arms, we split the number of participants in the control group across the two interventions. In the case of continuous data, the means and standard deviations (SD) remained the same. In the case of dichotomous data, both the number of events and total number of participants were split across the relevant number of arms. Where we identified a cluster RCT, we planned to identify the unit of randomisation, the unit of analysis and, wherever possible, the intraclass correlation coefficient to adjust results to account for cluster effect.
Dealing with missing data
In cases where only partial summary data were reported, for example mean final value scores were available but SDs were unavailable, we calculated these values from available information using methods described in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2019). In cases where data needed to be transformed (e.g. from median and interquartile range (IQR) scores to mean and SD), we used methods described in Weir 2018. We also contacted trialists to request missing data.
Assessment of heterogeneity
We assessed statistical heterogeneity between trials using the I2 statistic available in the Review Manager 5 (Review Manager 2014). If statistical heterogeneity existed (in the absence of co‐existing clinical or methodological heterogeneity), we planned to use a random‐effects model to pool the trials. We used a fixed‐effect model if there was no evidence of clinical, methodological or statistical heterogeneity.
We interpreted the results using the I2 statistic thresholds recommended by the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2019):
- 0 to 40% – potentially unimportant;
- 30% to 60% – may represent moderate heterogeneity;
- 50% to 90% – may represent substantial heterogeneity;
- 75% to 100% – considerable heterogeneity.
Data synthesis
We analysed data using Review Manager 5 (Review Manager 2014). We combined data from individual trials for meta‐analysis if the interventions and outcomes were sufficiently similar (determined by consensus).
We created 'Summary of findings' tables for the three comparisons identified. We presented the key findings of the review, including a summary of the quantity of data, the magnitude of effect size, and the overall quality of evidence. We summarised the short‐term findings for our primary outcomes including dental plaque and denture plaque. We also presented data for the presence of oral disease (i.e. gingivitis, denture‐induced stomatitis), presence of related infection (i.e. for pneumonia only), and stroke survivor and providers' oral health knowledge and attitude.
We used the GRADE approach (Guyatt 2008; Guyatt 2011a), as described in the Cochrane Handbook for Systematic Reviews of Interventions, to present the evidence quality for each combination of intervention and outcome (Higgins 2019).
The quality of a body of evidence for a specific outcome was graded against the following factors:
- limitations of study (e.g. risk of bias due to poor study design or conduct (Guyatt 2011b);
- publication bias (Guyatt 2011c);
- imprecision of results (e.g. wide CIs for treatment effect) (Guyatt 2011d);
- inconsistency of results (e.g. large I2 statistic) (Guyatt 2011e);
- indirectness of evidence (e.g. variations in participants, interventions, comparisons and outcomes) (Guyatt 2011f).
The GRADE approach specifies four levels of quality, that is, high‐, moderate‐, low‐ and very low‐quality evidence, based on the following definitions:
- high quality: it is unlikely that further research will change our confidence in the estimate of effect;
- moderate quality: further research is likely to have an impact and may change our confidence in the estimates of effect;
- low quality: further research is very likely to have an important impact on our confidence in the estimate of effect;
- very low quality: any estimate of effect is very uncertain.
Sensitivity analysis
We planned to conduct sensitivity analyses for primary outcomes to explore the effect of the following methodological features:
- method of randomisation (high risk of bias, low risk of bias and unclear risk of bias);
- extent of allocation concealment at randomisation (high risk of bias, low risk of bias and unclear risk of bias);
- presence of assessor blinding (high risk of bias, low risk of bias and unclear risk of bias).
We planned to carry out these planned sensitivity analyses when there were six or more studies included in a single analysis.
Results
Description of studies
Results of the search
Our updated search strategy identified 19,525 records from electronic databases (Appendix 1; Appendix 2; Appendix 3; Appendix 4; Appendix 5; Appendix 6). The flow of literature through the searching and screening is shown in the PRISMA flow diagram (Figure 1). Following the updated search, we identified 12 new studies (19 randomised comparisons for inclusion in this 2019 update) (Ab Malik 2017; Ab Malik 2018; Chipps 2014; Dai 2017; Juthani‐Mehta 2015; Kim 2014a; Kobayashi 2017i/Kobayashi 2017ii/Kobayashi 2017iii/Kobayashi 2017iv/Kobayashi 2017v/Kobayashi 2017vi; Kuo 2016; Lam 2013i/Lam 2013ii/Lam 2013iii; Lee 2011; Seguin 2014; SOCLE II). These new trials were synthesised with the three trials (Fields 2008; Frenkel 2001; Gosney 2006) included in earlier versions of this review (Brady 2006).
We also identified three ongoing trials (ChiCTR‐IPR‐17013403; Hollaar 2015; MAPS‐2) (see Characteristics of ongoing studies table). Our searches identified nine trials which may be eligible for inclusion, but we were unable to retrieve stroke‐specific data from them for the purposes of this review (Cabov 2010; IRCT2017012232101N1; IRCT2017091636194N1; Jin 2018; Marchini 2018; Mori 2012; ; NCT00610324; NCT03219346Yakiwchuk 2013). These studies are detailed in the Characteristics of studies awaiting classification table.
Included studies
In this update of our review, we included 15 trials (22 randomised controlled comparisons) (Ab Malik 2017; Ab Malik 2018; Chipps 2014; Dai 2017; Fields 2008; Frenkel 2001; Gosney 2006, Juthani-Mehta 2015; Kim 2014; Kobayashi 2017i/Kobayashi 2017ii/Kobayashi 2017iii/Kobayashi 2017iv/Kobayashi 2017v/Kobayashi 2017vi; Kuo 2016; Lam 2013i/Lam 2013ii/Lam 2013iii; Lee 2011; Seguin 2014; SOCLE II).
Seven trials were registered on clinical trials databases (Ab Malik 2017; Ab Malik 2018; Dai 2017; Juthani-Mehta 2015; Lam 2013i/Lam 2013ii;/Lam 2013iii; Seguin 2014; SOCLE II); the remaining eight trials were not registered (Chipps 2014; Fields 2008; Frenkel 2001; Gosney 2006; Kim 2014; Kobayashi 2017i/Kobayashi 2017ii/Kobayashi 2017iii/Kobayashi 2017iv/Kobayashi 2017v/Kobayashi 2017vi; Kuo 2016; Lee 2011) (Table 1).
Nine studies employed a parallel RCT design (Ab Malik 2018; Chipps 2014; Dai 2017; Fields 2008; Gosney 2006; Kim 2014; Kuo 2016; Lee 2011; Seguin 2014); three conducted a cluster RCT design (Ab Malik 2017; Frenkel 2001; Juthani-Mehta 2015); and one used a stepped‐wedge cluster RCT design (SOCLE II). Two trials randomised participants across three or more trial arms (Kobayashi 2017i/Kobayashi 2017ii/Kobayashi 2017iii/Kobayashi 2017iv/Kobayashi 2017v/Kobayashi 2017vi; Lam 2013i/Lam 2013ii/Lam 2013iii). For the purposes of this review, we have presented these data separately within randomised paired comparisons (indicated using roman numerals i, ii, iii, etc. as appropriate) and these paired comparisons will be referred to as 'trials,' from this point onwards.
Four trials recruited a mixed participant population (Frenkel 2001; Juthani-Mehta 2015; Seguin 2014; SOCLE II), but some of the trialists shared the stroke‐specific dataset with the authors for the purposes of this review (Frenkel 2001; Seguin 2014; SOCLE II).
We present a summary of the key features of the studies in the following sections, and have provided a more indepth description in the Characteristics of included studies table.
Location and recruitment setting
Most trials recruited from single sites (14/22) (Chipps 2014; Dai 2017; Fields 2008; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Lam 2013i; Lam 2013ii; Lam 2013iii; Lee 2011); the remaining trials recruited participants from multiple centres, ranging from three sites (Gosney 2006; Kuo 2016) to 36 sites (Juthani‐Mehta 2015).
Studies were carried out in France (Seguin 2014), Hong Kong, People's Republic of China (Dai 2017; Lam 2013i; Lam 2013ii; Lam 2013iii), Japan (Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi), Malaysia (Ab Malik 2017; Ab Malik 2018), South Korea (Kim 2014a; Lee 2011), Taiwan (Kuo 2016), the UK (Frenkel 2001; Gosney 2006; SOCLE II), and the USA (Chipps 2014; Fields 2008; Juthani‐Mehta 2015).
The setting varied across trials, including intensive care units (Fields 2008; Kim 2014a; Seguin 2014), acute rehabilitation unit (Chipps 2014), stroke rehabilitation units (Gosney 2006; Lam 2013i; Lam 2013ii; Lam 2013iii; SOCLE II), hospital (no details) (Ab Malik 2017; Ab Malik 2018; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi), outpatient (Dai 2017), nursing homes (Frenkel 2001; Juthani‐Mehta 2015), and hospital‐outreach home care (Kuo 2016). Setting details were unavailable for one trial (Lee 2011).
Details of recruitment strategies, settings, geographical location and trial registration details are summarised in Table 4.
1
Study ID | Recruitment details | Number of centres | Type of centre and location | Geographical location | Trial registration details |
Ab Malik 2017 | Study populations were RNs caring for people with stroke, mainly from rehabilitation and general medical wards. All RNs from identified wards were invited to take part. RNs given written information sheet and informed consent forms distributed by ward managers or chief nurses. Participation was voluntary and no contact was made with the nurses to ensure confidentiality and reduce the potential for 'social bias.' | Multi‐centre (10) | 10 public hospitals participated in a survey of oral hygiene practice for people with stroke. Hospitals selected because they provide rehabilitation services that are led by rehabilitation medicine specialists. | Malaysia | NMRR‐13‐1540‐18833 (IIR) |
Ab Malik 2018 | RCT conducted from June 2015 to August 2016 | Multi‐centre (5) | Public hospitals | Malaysia | NMRR‐13‐1664‐17247 (IIR) |
Chipps 2014 | People admitted following a stroke who met inclusion criteria were invited to take part in the study. No other details reported. | Single | Free standing 60‐bed acute rehabilitation unit | USA | Not reported |
Dai 2017 | Following hospital discharge, people with stroke who had sustained functional impairment were referred to outpatient centre for further rehabilitation with MDT. Patients who fulfilled the criteria were provided with information on potential benefits and adverse effects of interventions, procedures and anticipated outcomes of the study. At next follow‐up appointment, patients who agreed to participate gave written informed consent | Single | Outpatients 'day' centre hospital | Hong Kong, PRC | HK Clinical Trial Register 003900 |
Fields 2008 | Enrolment and data collection began in October 2005. No other details reported. | Single | Critical care unit, large teaching hospital | USA | Not reported |
Frenkel 2001 | Directors of the nursing homes were contacted and agreed to participation. Carers were encouraged, but not compelled, to take part. Individual carers therefore implicitly consented by completing the questionnaire and attending the training, or refused by failing to participate. | Multi‐centre (22) | Nursing homes (20–40 beds) registered with Avon Health Authority | UK | Not reported |
Gosney 2006 | Recruited from acute stroke assessment from 3 hospitals. Participants were recruited within 24 hours from admission following first acute stroke. | Multi‐centre (3) | Stroke unit | UK | Not reported |
Juthani‐Mehta 2015 | Administrative leadership at all nursing homes approved the study and signed letters of agreement to participate, and participants or their surrogates provided written consent. | Multi‐centre (36) | Nursing home facilities (housed ≥ 90 residents) | USA | NCT00975780 |
Kim 2014a | Consecutive people with stroke admitted to ICU were approached. No other details reported. | Single | ICU, Neurosurgery Department of University Hospital | Korea | Not reported |
Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi | Written informed consent was obtained from participants or from family members. | Single | Hospital | Japan | Not reported |
Kuo 2016 | Study conducted between September 2012 and February 2013. Nursing directors of 3 hospital‐based home care institutions serving > 100 patients were contacted for screening of family carers. | Multi‐centre (3) | Hospital and home | Taiwan | Not reported |
Lam 2013i; Lam 2013ii; Lam 2013iii | Patients meeting selection criteria were recruited. No other details reported. | Single | Stroke rehabilitation ward | Hong Kong, PRC | Unclear |
Lee 2011 | Unclear (translation unavailable at present) | Single | Unclear (translation unavailable at present) | Korea | Not reported |
Seguin 2014 | Study conducted between May 2008 and May 2011. Written informed consent obtained from personal or professional legal representative and participants themselves at discharge when possible. | Multi‐centre (6) | ICU | France | NCT00950027 |
SOCLE II | Sites were local to the investigators. All ward admissions were approached to participate by research assistant or research nurse. Information sheets and consent forms were adapted to make them as accessible as possible for people with aphasia or other language problems | Multi‐centre (4) | Stroke rehabilitation wards. Acute stroke wards were excluded | Scotland, UK | NCT01954212 |
ICU: intensive care unit; MDT: multi‐disciplinary team; PRC: People's Republic of China; RN: registered nurse.
Type of participants
Of the 3631 participants involved in the 22 trials, 1028 were staff (registered nurses, care assistants and nursing home carers) (Ab Malik 2017; Frenkel 2001; SOCLE II); 94 family carers (Kuo 2016), and 1546 people with stroke (Ab Malik 2018; Chipps 2014; Dai 2017; Fields 2008; Frenkel 2001; Gosney 2006; Juthani‐Mehta 2015; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Lam 2013i; Lam 2013ii; Lam 2013iii; Lee 2011; Seguin 2014; SOCLE II) (see Table 5).
2
Study ID | Group | No of participants | Men/women | Age in years Mean (SD) [range] | Types of stroke | Time post onset Mean (SD) [range] |
Ab Malik 2017 | OHC training (Internet‐based CPD programme) | Whole group: 547 RNs but final response rate was 373 RNsa | Whole group: 16/357 | NR | NA | NA |
General stroke care training (Internet‐based CPDP programme not specific to oral hygiene) | ||||||
Ab Malik 2018 | Multi‐component OHC intervention (intense method for plaque control) | 38 | 24/14 | 20–39 years (n = 6) ≥ 40 years (n = 32) | Ischaemic 35 Haemorrhage: 3 | 33/38 first stroke; time poststroke: NR |
Multi‐component OHC intervention (conventional method for plaque control) | 48 | 28/20 | 20–39 years (n = 7) ≥ 40 years (n = 41) | Ischaemic 42 Haemorrhage: 6 | 42/48 first stroke; time poststroke: NR | |
Chipps 2014 | Multi‐component OHC intervention (enhanced oral care protocol) | 29 | 15/14 | 62.54 (13.5) | NR | NR |
Multi‐component OHC intervention (routine oral care) | 22 | 14/8 | 63.74 (15.6) | NR | NR | |
Dai 2017 | Multi‐component OHC intervention (advanced oral hygiene care programme) | 47 | 29/18 | 66.3 (11.2) | Ischaemic 31 Haemorrhage: 16 | NR |
Multi‐component OHC intervention (conventional oral hygiene programme) | 47 | 28/19 | 66.9 (10.6) | Ischaemic 35 Haemorrhage: 12 | NR | |
Fields 2008 | Multi‐component OHC intervention (OHC and timed toothbrushing in care bundle) | 345 (but completed data only available on 200) | NR | NR | NR | NR |
Usual care | NR | NR | NR | NR | ||
Frenkel 2001 | Multi‐component OHC intervention (workplace OHC training session) | Whole group: 369 care assistants at baseline; 151 residents* | 4/147 | [16–55+] | NR | NR |
Usual care | 144 residents | 8/136 | [16–55+] | NR | NR | |
Gosney 2006 | OHC gel (selective decontamination of digestive tract oral gel) | 103 | 54/49 | [16–96] | NR | First acute stroke; time poststroke: NR |
Placebo gel | 100 | 48/52 | [45–92] | NR | ||
Juthani‐Mehta 2015 | Multi‐component OHC intervention | 434 | 105/329 | 86.5 (8.0) | 100 participants with stroke | NR |
Usual care | 400 | 93/307 | 86.1 (8.3) | 92 participants with stroke | NR | |
Kim 2014a | Multi‐component OHC intervention (OHCP) | 29 | 13/16 | 57.38 (14.22) | Infarct: 3 Haemorrhage: 26 | NR |
Usual care | 27 | 14/13 | 56.15 (14.55) | Infarct: 3 Haemorrhage: 24 | NR | |
Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi | Multi‐component OHC intervention (mouthwash and moisturising gel) | Whole group: 60 participants | Whole group: 29/31 | Whole group: 83.5 (5) | Quote: "Treated for cerebral stroke" – no other details reported | NR |
Multi‐component OHC intervention (mouthwash) | ||||||
Multi‐component OHC intervention (water and moisturising gel) | ||||||
Multi‐component OHC intervention (water alone) | ||||||
Kuo 2016 | Multi‐component OHC intervention (home‐based OHC programme) | 48 family carers | 16/32 | 52.7 (11.29) | NR | NR |
Usual care | 46 family carers | 19/27 | 53.9 (16.74) | NR | NR | |
Lam 2013i; Lam 2013ii; Lam 2013iii | Multi‐component OHC intervention (oral hygiene instruction + chlorhexidine mouthrinse + assisted brushing) | 30 | 19/11 | 71 (11.7) | Ischaemic 27 Haemorrhage: 3 | NR |
Multi‐component OHC intervention (oral hygiene instruction + chlorhexidine mouthrinse) | 26 | 16/10 | 69.4 (9.6) | Ischaemic 22 Haemorrhage: 4 | NR | |
Multi‐component OHC intervention (oral hygiene instruction) | 25 | 16/9 | 68.9 (11.4) | Ischaemic 19 Haemorrhage: 6 | NR | |
Lee 2011 | Saengmaeg‐san extract | 12 | NR (translation unavailable at present) | NR (translation unavailable at present) | NR (translation unavailable at present) | NR (translation unavailable at present) |
Placebo | 12 | |||||
Seguin 2014 | Oropharyngeal care with povidone‐iodine | 85 | 60/25 | 48 (19) | TBI: 62 Cerebral haemorrhage: 23 | NR |
Oropharyngeal care with placebo | 82 | 64/18 | 48 (18) | TBI: 61 Cerebral haemorrhage: 21 | NR | |
SOCLE II | Multi‐component OHC intervention (enhanced OHC) | Whole group: 325 (243 stroke) patients 112 nursing staff | 165/160 | Median age: 76 [IQR 63–83] | 243/325 stroke | NR |
Usual care |
aPopulation demographics only reported for the 373 RNs who completed the trial; group labels that trialists reported in their original publication(s) are shown in brackets.
CPD: continuing professional development; IQR: interquartile range; n: number of participants; NA: not applicable; NR: not reported; OHC: oral health care; OHCP: oral hygiene care programme; RN: registered nurse; SD: standard deviation; TBI: traumatic brain injury.
The number of participants randomised ranged from 24 (Lee 2011), to 834 (Juthani‐Mehta 2015), with six trials randomising more than 100 participants (Ab Malik 2017; Frenkel 2001; Gosney 2006; Juthani‐Mehta 2015; Seguin 2014; SOCLE II). The age of participants ranged from 20 to 96 years, but was not reported in three trials (Ab Malik 2017; Fields 2008; Lee 2011).
Most trials included stroke‐only populations (Ab Malik 2017; Ab Malik 2018; Chipps 2014; Dai 2017; Fields 2008; Gosney 2006; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii; Lee 2011); four trials recruited participants from mixed populations (Frenkel 2001; Juthani‐Mehta 2015; Seguin 2014; SOCLE II). Further details of the type of stroke and onset and other details of the participants included are summarised in Table 5.
Participants were randomised at the hospital level in two trials (Ab Malik 2017; SOCLE II), nursing home in two trials (Frenkel 2001; Juthani‐Mehta 2015), or at the individual level in 18 trials (Ab Malik 2018; Chipps 2014; Dai 2017; Fields 2008; Gosney 2006; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii; Lee 2011; Seguin 2014).
Type of interventions
In the following section, we present a narrative synthesis of the different interventions that were delivered within the three comparisons groups: OHC versus no treatment/usual care, OHC versus placebo and one OHC intervention versus another OHC intervention. Details of the different intervention components are summarised in Table 6.
3
Study ID | Intervention | Training | Toothbrush | Toothpaste | Mouth gel | Mouthwash | Protocol | Other |
Comparison group 1: oral healthcare interventions vs no treatment or usual care | ||||||||
Ab Malik 2017 | Internet‐based CPD programme | Staff training (specialist) computer‐aided learning | — | — | — | — | — | — |
Internet‐based CPD programme (not specific to oral hygiene) | Brief computer‐aided learning | — | — | — | — | — | — | |
Fields 2008 | Multi‐component OHC intervention (OHC and timed toothbrushing in care bundle) | Staff training | Manual (new toothbrush for each session) | Yes | — | — | Laminated care with basic instructions | Toothette (foam swab), lip moisturiser |
Usual care | — | Manual (kit had 2 toothbrushes) | — | — | — | — | Toothette (foam swab), lip moisturiser as required | |
Frenkel 2001 | Multi‐component OHC intervention (workplace OHC training session) | Staff training | Manual | — | — | — | — | Booklet, teaching aids and models, course attendance certificate |
Usual care | Health education programme delivered after completion of data collection | — | — | — | — | — | — | |
Juthani‐Mehta 2015 | Multi‐component OHC intervention | Staff training | Manual | — | — | 0.12% chlorhexidene oral rinse | — | Upright positioning during feeding |
Usual care | — | — | — | — | — | — | — | |
Kim 2014a | Multi‐component OHC intervention (oral hygienic care programme) | — | Children's manual toothbrush and interdental toothbrush | 0.5% chlorhexidine | — | Tongue cleaner, mouth gag, suction | ||
Usual care | — | — | — | — | — | — | — | |
Kuo 2016 | Multi‐component OHC intervention (home‐based oral care programme) | Staff training | Finger toothbrush | — | — | — | — | Tongue cleaner, educational pamphlets, daily reminder sheets |
Usual care | Encouraged to maintain routine practices | — | — | — | — | — | OHC could include oral cleaning with oral swabs | |
SOCLE II | Multi‐component OHC intervention (enhanced OHC) | Staff training | Manual | Yes | Oral balance gel | Yes | Yes | Stroke‐specific assessment tool, foam swab, information sheet, suction, denture making kit |
Usual care | No training | Varied | Varied | Varied | Varied | — | Foam swab | |
Comparison group 2: oral healthcare interventions vs placebo interventions | ||||||||
Gosney 2006 | OHC gel (selective decontamination of digestive tract oral gel) | — | — | — | Orabase 500 mg gel (containing 2% (w/v) colistin, 2% (w/v) polymyxin E, 2% (w/v) amphotericin B | — | — | — |
Placebo gel | — | — | — | Placebo gel 500 mg | — | — | — | |
Lee 2011 | Saengmaeg‐san extract | — | — | — | — | — | — | Saengmaeg‐san extract given in opaque capsules |
Placebo | — | — | — | — | — | — | Placebo given in opaque capsules | |
Seguin 2014 | Povidone‐iodine (oropharyngeal care with povidone‐iodine) | All nurses were trained in the oral procedure. Film describing in detail the oral care procedure was made available to all investigators | — | — | Povidone‐iodine (betadine 10% oral antiseptic solution; Meda Pharma, Paris, France) portioned in vials containing 125 mL of product and dispensed by the Pharmacy of Rennes to the pharmacies of the participating centres | — | Nasopharynx and oropharynx rinsing, regular suction, cuffed tracheal tube pressure checked and adjusted as required | — |
Placebo (oropharyngeal care with placebo) | As above | — | — | Placebo were portioned in vials containing 125 mL of product and dispensed by the Pharmacy of Rennes to the pharmacies of the participating centres | — | As above | — | |
Comparison group 3: oral healthcare interventions vs another oral healthcare intervention | ||||||||
Ab Malik 2018 | Multi‐component OHC intervention (intense method for plaque control) | Patient (individual) training | Powered (Oral B Pro‐Health DB4010) | — | 1% chlorhexidine gluconate gel | — | — | Plastic tooth model, a pamphlet on tooth brushing techniques |
Multi‐component OHC intervention (conventional method for plaque control) | As above | Manual (Oral‐B super thin and extra soft bristles toothbrush) | Commercial | — | — | — | — | |
Chipps 2014 | Multi‐component OHC intervention (enhanced oral care protocol) | Staff training | Powered | Crest‐Pro‐Health toothpaste | — | Listerine | — | Glide disposable floss picks, Sunstar dual action tongue cleaner, Carmex lip balm |
Multi‐component OHC intervention (routine oral care protocol) | As above | Manual | Sage Oral Care Sodium Bicarbonate Mouthpaste | — | Careline alcohol‐free mouthwash | — | Regular Chaplet lip balm | |
Dai 2017 | Multi‐component OHC intervention (advanced oral hygiene care programme) | Patients: oral hygiene training | Powered (Oral‐B AdvancePowerTM 400 series) | Standardised toothpaste (Colgate Maximum Cavity Protection) | — | 0.2% chlorhexidine gluconate mouth rinse Corsodyl | — | Information sheet: oral hygiene pamphlet |
Multi‐component OHC intervention (conventional oral hygiene programme) | As above | Manual (Oral‐B Pro‐Health All‐In‐One) | As above | — | — | — | — | |
Kobayashi 2017i | Multi‐component OHC intervention (mouthwash and moisturising gel) | — | Manual (Dent Ex) | — | Mouth gel (1 g containing glycerine, lactoferrin and whey protein) | Mouth wash (contained cetylpyridinium chloride) | — | Tongue brush, water, Elastomeric tongue scraper |
Multi‐component OHC intervention (mouthwash) | — | Manual (Dent Ex) | — | — | Mouth wash (contained cetylpyridinium chloride) | — | Tongue brush | |
Kobayashi 2017ii | Multi‐component OHC intervention (mouthwash and gel) | — | Manual (Dent Ex) | — | Mouth gel (1 g containing glycerine, lactoferrin and whey protein) | Mouth wash (contained cetylpyridinium chloride) | — | Tongue brush, water, Elastomeric tongue scraper |
Multi‐component OHC intervention (water and moisturising gel) | — | Manual (Dent Ex | — | Mouth gel (1 g containing glycerine, lactoferrin and whey protein) | — | — | Tongue brush, water, Elastomeric tongue scraper | |
Kobayashi 2017iii | Multi‐component OHC intervention (mouthwash and gel) | — | Manual (Dent Ex) | — | Mouth gel (1 g containing glycerine, lactoferrin and whey protein) | Mouthwash (contained cetylpyridinium chloride) | — | Tongue brush, water, Elastomeric tongue scraper |
Multi‐component OHC intervention (water alone) | — | Manual (Dent Ex) | — | — | — | — | Tongue brush, water | |
Kobayashi 2017iv | Multi‐component OHC intervention (mouthwash) | — | Manual (Dent Ex) | — | — | Mouthwash (contained cetylpyridinium chloride) | — | Tongue brush |
Multi‐component OHC intervention (water and moisturising gel) | — | Manual (Dent Ex | — | Mouth gel (1 g containing glycerine, lactoferrin and whey protein) | — | — | Tongue brush, water, Elastomeric tongue scraper | |
Kobayashi 2017v | Multi‐component OHC intervention (mouthwash) | — | Manual (Dent Ex) | — | — | Mouthwash (contained cetylpyridinium chloride) | — | Tongue brush |
Multi‐component OHC intervention (water alone) | — | Manual (Dent Ex) | — | — | — | — | Tongue brush, water | |
Kobayashi 2017vi | Multi‐component OHC intervention (water and moisturising gel) | — | Manual (Dent Ex) | — | Mouth gel (1 g containing glycerine, lactoferrin and whey protein) | — | — | Tongue brush, water, Elastomeric tongue scraper |
Multi‐component OHC intervention (water alone) | — | Manual (Dent Ex) | — | — | — | — | Tongue brush, water | |
Lam 2013i | Multi‐component OHC intervention (oral hygiene instruction, mouthrinse, and assisted brushing) | Staff training | Powered (dentures cleaned with manual toothbrush) | Standard (sodium fluoride) | — | Chlorhexidine (Corsodyl) mouthrinse (0.2%, 10 mL) | — | Assisted brushing (hand‐over‐hand) |
Multi‐component OHC intervention (oral hygiene instruction, mouthrinse) | As above | Powered (dentures cleaned with manual toothbrush) | Standard (sodium fluoride) | — | Chlorhexidine (Corsodyl) mouthrinse (0.2%, 10 mL) | — | — | |
Lam 2013ii | Multi‐component OHC intervention (oral hygiene instruction, mouthrinse, and assisted brushing) | Staff training | Powered (dentures cleaned with manual toothbrush) | Standard (sodium fluoride) | — | Chlorhexidine (Corsodyl) mouthrinse (0.2%, 10 mL) | — | Assisted brushing (hand‐over‐hand) |
Multi‐component OHC intervention (oral hygiene instruction) | As above | Powered (dentures cleaned with manual toothbrush) | Standard (sodium fluoride) | — | — | — | — | |
Lam 2013iii | Multi‐component OHC intervention (oral hygiene instruction, mouthrinse) | Staff training | Powered (dentures cleaned with manual toothbrush) | Standard (sodium fluoride) | — | Chlorhexidine (Corsodyl) mouthrinse (0.2%, 10 mL) | — | — |
Multi‐component OHC intervention (oral hygiene instruction) | As above | Powered (dentures cleaned with manual toothbrush) | Standard (sodium fluoride) | — | — | — | — |
Note: group labels that trialists used are shown in brackets.
CPD: continuing professional development; OHC: oral health care; w/v: weight/volume.
Oral healthcare interventions versus no treatment or usual care
In this comparison we considered the benefits of OHC interventions compared to no treatment or usual care, where usual care lacked description of the nature and content of that intervention.
Of the 22 randomised trials, seven investigated OHC interventions compared with usual care. Three of these trials were educational interventions (Ab Malik 2017; Frenkel 2001; Kuo 2016), and the remaining four trials delivered a multi‐component OHC protocol (Fields 2008; Juthani‐Mehta 2015; Kim 2014a; SOCLE II).
Four trials involved the delivery of multi‐component OHC protocol compared to usual care, involving the provision of various combinations of education and training, materials (e.g. toothbrush, toothpaste, mouth gel, mouthwash, tongue cleaners, lip balm, care protocols) and assessment tools (Table 6; Fields 2008; Juthani‐Mehta 2015; Kim 2014a; SOCLE II). The intervention was delivered once a day (Kim 2014a), twice a day (Juthani‐Mehta 2015; SOCLE II), or three times a day (Fields 2008), by a dentist (Kim 2014a), nursing aides (Juthani‐Mehta 2015), or nursing staff (registered nurses, nursing assistants, nursing students) (Fields 2008; SOCLE II).
Trials which delivered specific educational training interventions were diverse, and aimed at registered nurses (Ab Malik 2017), care assistants (Frenkel 2001), or informal carers (Kuo 2016). Educational interventions for staff included an online continuing professional development programme for registered nurses (Ab Malik 2017), while Frenkel 2001 described face‐to‐face standardised OHC education training in combination with practical demonstrations for care assistants working in nursing homes. Kuo 2016 delivered home‐based OHC training using multiple teaching strategies
The control group was offered general stroke care training (Ab Malik 2017), delayed OHC training (Frenkel 2001; Kuo 2016), usual oral care provided by nursing staff (Fields 2008; SOCLE II), or standard care (Juthani‐Mehta 2015). It was not clear what the control group received in Kim 2014a (Table 6).
Oral healthcare interventions versus placebo
Three trials compared an OHC intervention with placebo (Gosney 2006; Lee 2011; Seguin 2014) (Table 6). The interventions included selective decontamination of the digestive tract using an Orabase gel (Gosney 2006), a povidone‐iodine rinse (Seguin 2014), and Saengmaeg‐san extract (Lee 2011). The interventions in this comparison were delivered by a nurse or the patient (or both) in the Gosney 2006 trial. The regimens for each intervention varied: interventions were delivered three times a day (Lee 2011), four times a day (Gosney 2006), or six times per day (Seguin 2014). The duration of the intervention also varied across these trials from seven days (Lee 2011), three weeks (Gosney 2006), and up to 30 days (Gosney 2006).
One oral healthcare interventions versus another oral healthcare intervention
Twelve trials compared one OHC intervention with another OHC intervention (Ab Malik 2018; Chipps 2014; Dai 2017; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Lam 2013i; Lam 2013ii; Lam 2013iii).
Multi‐component OHC interventions involved the provision of various combinations (see Table 6):
- training: tooth models (Ab Malik 2018; Dai 2017), provision of educational leaflets (Ab Malik 2018; Dai 2017), manufacturers' instructions (Dai 2017);
- toothbrush: powered toothbrush (Ab Malik 2018; Chipps 2014; Dai 2017; Lam 2013i; Lam 2013ii; Lam 2013iii), or manual toothbrush (Ab Malik 2018; Chipps 2014; Dai 2017; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi);
- mouthwash: various commercial and generic brands (Chipps 2014; Dai 2017; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Lam 2013i; Lam 2013ii; Lam 2013iii);
- tongue cleaners (Chipps 2014; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi);
- lip balm (Chipps 2014);
- other: for example floss picks (Chipps 2014); mouthpaste (Chipps 2014); water (Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi).
The intervention was delivered by dental assistants (Ab Malik 2018; Dai 2017; Lam 2013i; Lam 2013ii; Lam 2013iii), registered nurses (Chipps 2014; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi), nurse aides (Lam 2013i; Lam 2013ii; Lam 2013iii), and dentists Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Lam 2013i; Lam 2013ii; Lam 2013iii).
The mode of delivery was typically individual and face‐to‐face, but the regimen varied across trials in this comparison including OHC 'daily' (Ab Malik 2018), once a day (Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi), or twice daily (Chipps 2014; Dai 2017; Lam 2013i; Lam 2013ii; Lam 2013iii).
Outcomes
In the absence of any core outcome measurement set, we collected a broad range of outcome data reflecting data from patient, staff and service levels of care. Table 7 summarises the outcome measures reported across the included trials.
4
Study ID | Primary outcomes | Secondary outcomes | Adverse events | Other | ||||
Dental plaque | Denture plaque | Patient satisfaction | Presence of oral disease | Presence of related infection and oral opportunistic pathogens | Staff oral health knowledge and attitudes | |||
Ab Malik 2017 | — | — | — | — | — | Self‐administered questionnaire based on theory of planned behaviour. 5 domains: attitude, subjective norm, perceived behaviour control, general intention and knowledge related to providing OHC | — | — |
Ab Malik 2018 | Dental Plaque Index (Silness and Loe) | — | — | — | Oral prevalence of Candida and yeast, S aureus, AGNB | — | — | Presence and type of dental prosthesis; modified BI; MMSE |
Chipps 2014 | — | — | — | — | Nasal and oral pharyngeal cultures for S aureus | — | — | R‐THROAT assessment;Mann Assessment of swallowing abilities; Functional Oral Intake Scale |
Dai 2017 | Dental Plaque Index (Silness and Loe) | — | — | Gingival Bleeding Index; DMFT Index | Oral prevalence of Candida and yeast, S aureus, AGNB | — | — | — |
Fields 2008 | — | — | — | — | VAP diagnosis (see Table 8 for diagnostic criteria) | — | — | Patient worksheets documenting oral care sessions |
Frenkel 2001 | Dental plaque | Denture plaque | — | Denture‐induced stomatitis, calculus on buccal and lingual surfaces, root caries, tooth mobility | — | Self‐administered questionnaires. Carers' oral health knowledge (26 questions) Carers' attitudes (25 statements rated on 0‐ to 5‐point scale) | — | — |
Gosney 2006 | — | — | — | — | Colonisation by AGNB; carriage of AGNB on ≥ 2 consecutive samples; septicaemia or respiratory tract infections (or both) during hospital stay; pneumonia (see Table 8 for diagnostic criteria) | — | — | BI, Scandinavian Stroke Scale; administration of antibiotics |
Juthani‐Mehta 2015 | — | — | — | — | Radiographically documented pneumonia (see Table 8 for diagnostic criteria), development of a first LRTI | — | — | Adherence to chlorhexidine (compared expected vs actual chlorhexidine volume expenditure), oral brushing adherence (compared expected vs actual residual toothpaste tube weight), upright feeding positioning adherence was evaluated qualitatively once per month |
Kim 2014a | Dental Plaque Index (Silness and Loe) | — | — | Gingival Index; Tooth Mobility Index (Lindhes grading); DMFT Index Clinical Attachment Loss | Colonisation degree of Candida albicans (tongue and saliva) | — | — | — |
Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi | — | — | — | — | Number of anaerobic bacteria on tongue surface, tongue coating index, moisture level of the tongue surface | — | — | — |
Kuo 2016 | — | — | — | — | — | Knowledge of Oral Care questionnaire, Attitudes towards Oral Care Questionnaire, Family Caregiver Self‐efficacy of Oral Care (Self‐E) Questionnaire, Behaviour of Oral Care Questionnaire | — | — |
Lam 2013i; Lam 2013ii; Lam 2013iii | Dental Plaque Index (Silness and Loe) | — | Patient satisfaction with interventions and condition of their mouth using a rated scale (1 = totally satisfied to 5 = not at all satisfied) | Gingival Bleeding Index | Medical chart review at end of trial for development of infectious complications including pneumonia (see Table 8 for diagnostic criteria), oral prevalence of Candida and yeast, S aureus, AGNB | — | — | BI, Royal Brisbane Hospital Outcome measure for swallowing, oral functional status questions (ability to brush teeth and insert/remove dentures) Medical chart review at end of clinical trial for medications taken throughout the study |
Lee 2011 | — | — | VAS to evaluate subjective oral dryness (dry in night/morning, dry in daytime, dry while eating a meal, hard to swallow food, lack of saliva, general discomfort) | — | — | — | — | — |
Seguin 2014 | — | — | Tolerance of oral procedure | — | Rate of VAP (American Thoracic Society 2005 guidelines) (see Table 8 for diagnostic criteria), delay of other VAP occurrence, rate of VAP (early vs late), micro‐organisms involved, rates of ventilator‐associated tracheobronchitis, other nosocomial infections | — | — | Number of ventilation‐free days, length of stay (in ICU, in hospital), mortality (in ICU, at day 90), bacterial colonisation follow‐up (oropharyngeal and tracheal swabs) in subgroup of patients |
SOCLE II | Dental Plaque Index (Silness and Loe) | Denture plaque | Oral Health Impact Profile | — | Pneumonia (Mann Chest criteria) (see Table 8 for diagnostic criteria) | Knowledge and attitudes questionnaire | Data relating to any intervention adverse even reported by patient/carer/healthcare staff/researcher (e.g. broken or missing dentures) were recorded | Length of hospital stay, death, use of antibiotics, OHC protocol adherence, documented OHC assessment, documented OHC plan, OHC equipment and product use, referrals to dental support (urgent and non‐urgent), use of OHC equipment and procedures, economic outcomes. Feasibility and implementation: focus groups |
AGNB: aerobic and facultative Gram‐negative bacilli; BI: Barthel Index; DMFT Index: Decayed Missing and Filled Teeth Index; LRTI: lower respiratory tract infection; OHC: oral health care; MMSE: Mini‐Mental State Examination; PI: Plaque Index; R‐THROAT: revised THROAT oral assessment tool; S aureus: Staphylococcus aureus; VAP: ventilator‐associated pneumonia; VAS: visual analogue scale.
Primary outcomes
- Dental plaque: eight trials measured dental plaque. Six used the Silness and Loe Plaque Index described by Silness 1964 (Ab Malik 2018; Dai 2017; Kim 2014a; Lam 2013i; Lam 2013ii; Lam 2013iii), and two used the simplified Oral Hygiene Method described by Greene 1964 (Frenkel 2001; SOCLE II).
- Denture plaque: two trials measured denture plaque using a method described by Augsburger 1982 (Frenkel 2001; SOCLE II).
Registered dentists assessed plaque (dental and denture) in Lam 2013i; Lam 2013ii; Lam 2013iii, and dentist and dental hygienist assessed plaque in Kim 2014a. In SOCLE II, the SOCLE research assistant and one research nurse measured plaque. Both were trained in the procedure. A dental specialist trained the research assistant over two half‐day sessions, and performed inter‐rater reliability checks. The research assistant then trained the nurse and performed checks to ensure consistency in scoring. Assessor details were unclear in two trials (Ab Malik 2018; Dai 2017); however, Ab Malik 2018 reported that the assessor was trained by the head of the research team.
Secondary outcomes
- Presence of oral disease. Six trials measured gingival bleeding using the Gingival Bleeding Index (Dai 2017; Frenkel 2001; Kim 2014a; Lam 2013i; Lam 2013ii; Lam 2013iii). Other measures at patient level included denture‐induced stomatitis (Frenkel 2001), Tooth Mobility Index (Frenkel 2001; Kim 2014a), Decayed, Missing and Filled Teeth Index (Dai 2017; Kim 2014a), Clinical Attachment Loss (Kim 2014a), calculus (buccal and lingual surfaces) (Frenkel 2001), and root caries (Frenkel 2001).
- Presence of related infection and oral opportunistic pathogens related to OHC and pneumonia. Eight trials collected information on pneumonia events (Fields 2008; Gosney 2006; Juthani‐Mehta 2015; Lam 2013i; Lam 2013ii; Lam 2013iii; Seguin 2014; SOCLE II), although diagnostic criteria varied across studies (see Table 8). Fourteen trials measured the prevalence of different opportunistic pathogens (Ab Malik 2018; Chipps 2014; Dai 2017; Gosney 2006; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Lam 2013i; Lam 2013ii; Lam 2013iii; Seguin 2014) (Table 7).
5
Studies Description of criteria used to diagnose criteria Diagnosed by? Fields 2008 Based on ≥ 1 finding, such as a new or persistent infiltrate on chest x‐ray, an organism isolated on sputum, or pleural fluid or a positive culture from a broncho‐alveolar lavage. VAP diagnosis could also be made if 2 further symptoms, (e.g. fever > 38.3°C, leukocytosis (25% increase and value > 10,000 mm3), leukopenia (25% decrease and value < 5000 mm3) or purulent secretions are present. VAP episodes were tracked by the infection‐control nurse Gosney 2006 Clinical signs and symptoms of pneumonia in medical records were accepted as evidence of probably pneumonia. This included comments about changes on x‐rays, diagnosis of pneumonia, chest infection or lower respiratory tract infection being recorded in the notes as well as positive sputum culture reports. NR (as recorded in case notes) Juthani‐Mehta 2015 Pneumonia diagnosis required the presence of a compatible infiltration chest x‐ray and ≥ 2 of the following clinical features within 72 hours of the chest x‐ray: fever, pleuritic chest pain, respiratory rate > 25 breaths per minute, worsening functional status (i.e. decline in the level of consciousness or activities of daily living), or new or increased cough, sputum production, shortness of breath or chest examination findings. Quote: "Two investigators adjudicated all outcomes … a third blinded investigator resolved disagreement" Lam 2013i; Lam 2013ii; Lam 2013iii Medical records were reviewed at the end of the clinical trial for development of infectious complications including pneumonia. NR (as recorded in case notes) Seguin 2014 VAP defined as new and persistent pulmonary infiltrates on chest x‐ray, occurring after 48 hours of mechanical ventilation, combined with ≥ 2 of the following criteria: purulent tracheal secretions or body core temperature > 38°C or leukocytosis > 10,000 mm3 (or a combination of these) and microbiological confirmation with quantitative culture from bronchoalveolar lavage or endotracheal aspirate, growing ≥ 104 cfu/mL or 106 cfu/mL" (American Thoracic Society 2005). Quote: "An independent diagnosis validation committee composed of three experienced physicians in intensive care, pneumology and microbiology, blindly classified each patient as positive or negative." SOCLE II Mann criteria: chest infection was diagnosed by the attending clinician and based on the presence of ≥ 3 of the following variables: fever (> 38°C), productive cough with purulent sputum, abnormal respiratory examination (tachypnea (> 22/minute), tachycardia, inspiratory crackles, bronchial breathing), abnormal chest x‐ray, arterial hypoxaemia (PO2 < 70 mmHg), and isolation of a relevant pathogen (positive Gram's stain and culture) (Mann 1999). Attending physician cfu: colony‐forming unit; NR: not reported; VAP: ventilator‐associated pneumonia.
- Oral health knowledge and attitudes. Four trials used self‐administered questionnaires to capture attitudes towards and knowledge of OHC provision (Ab Malik 2017; Frenkel 2001; Kuo 2016; SOCLE II).
- Patient satisfaction and quality of life. Six trials included a measure of patient satisfaction or quality of life. SOCLE II reported the Oral Health Impact Profile (O‐HIP), Seguin 2014 reported the tolerance of the oral procedure and Lee 2011 used a visual analogue scale to evaluate oral dryness. Patient satisfaction with the intervention and the condition of their mouth was assessed using a 5‐point rating scale (Lam 2013i; Lam 2013ii; Lam 2013iii).
Adverse events
One trial reported data relating to any intervention adverse event (e.g. broken or missing dentures) (SOCLE II).
Other
We noted measures of length of hospital stay (Seguin 2014; SOCLE II), death (Seguin 2014; SOCLE II), use of antibiotics (Gosney 2006; SOCLE II), nutritional intake (Chipps 2014), swallowing assessments (Chipps 2014), and stroke severity (Ab Malik 2018; Gosney 2006; Lam 2013i; Lam 2013ii; Lam 2013iii), but these were not extracted for the purposes of this review (see Table 7).
Most trials collected short‐term data (less than one month). Follow‐up data collection ranged from day five (Chipps 2014), day 10 (Chipps 2014; Fields 2008); one week (Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Lee 2011), two weeks (Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi), 2.2 weeks (ranged from one to five weeks) (Kim 2014a), three weeks (Gosney 2006; Lam 2013i; Lam 2013ii; Lam 2013iii), to one month (Ab Malik 2017; Frenkel 2001; Kuo 2016; Seguin 2014).
Longer‐term follow‐up ranged from two months (Kuo 2016), three months (Ab Malik 2018; Dai 2017), six months (Ab Malik 2017; Ab Malik 2018; Dai 2017; Frenkel 2001), to 2.5 years (Juthani‐Mehta 2015). One trial captured participant data throughout the duration of their hospital ward stay and used national health record linkage to follow‐up participants three months after discharge (SOCLE II).
Funding sources
Funding details are summarised in the Characteristics of included studies table. Twenty trials provided funding statements (Ab Malik 2017; Ab Malik 2018; Chipps 2014; Dai 2017; Frenkel 2001; Gosney 2006; Juthani‐Mehta 2015; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii; Seguin 2014; SOCLE II); one trials provided no funding details (Fields 2008).
Sixteen trials reported no conflict of interest (Ab Malik 2017; Ab Malik 2018; Dai 2017; Juthani‐Mehta 2015; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii; SOCLE II); three trials did not report a conflict of interest statement (Chipps 2014; Fields 2008; Frenkel 2001); and two trials reported a potential conflict of interest (Gosney 2006; Seguin 2014) (see Characteristics of included studies table).
We were unable to determine whether Lee 2011 had published a funding statement or reported a conflict of interest because of a lack of translation.
Excluded studies
We excluded 20 trials. We were unable to obtain information specific to participants who had experienced a stroke from eight potentially eligible trials (Brailsford 2002; Hajizamani 2006; Mojon 1998; Quagliarello 2009; Redwood 2001; Schou 1989; Simons 1997; Simons 2002). We excluded one trial as it did not _target OHC in people after stroke (Kim 2014b). We excluded four trials as they were not OHC interventions (Duck‐Won 2013; Forster 2013; Hägglund 2017; ). We excluded three trials evaluating specialist dental interventions (e.g. periodontal therapy), which were not 'routine assisted OHC' ( NCT01777672Jones 2007; Kikutani 2006; ). Two trials had an OHC components but one did not report relevant outcome measures ( NCT02541032Murray 2016), and the other provided matched OHC interventions across both participant groups (). We excluded the remaining trials because they reported no patient involvement ( NCT02379182Lee 2017), or _targeted secondary stroke prevention (Boden‐Albala 2016). Details for exclusion can be found in the Characteristics of excluded studies table.
Risk of bias in included studies
Details of the methodological quality can be found in the 'Risk of bias' tables for each of the included trials within the Characteristics of included studies table (see Figure 2 and Figure 3).
Half of the randomised trials (11/22) explicitly reported both inclusion and exclusion criteria (Chipps 2014; Fields 2008; Frenkel 2001; Gosney 2006; Juthani‐Mehta 2015; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii; Seguin 2014; SOCLE II). Four trials did not provide details of the exclusion criteria (Ab Malik 2017; Ab Malik 2018; Dai 2017; Kim 2014a). Six trials reported the exclusion criteria only (Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi), and we were unable to extract inclusion and exclusion criteria details in Lee 2011.
Nine trials provided statistical data for the meta‐analyses (Ab Malik 2017; Ab Malik 2018; Frenkel 2001; Gosney 2006; Kim 2014a; Kuo 2016; Lee 2011; Seguin 2014; SOCLE II). Suitable statistical summary data were unavailable or could not be extracted for inclusion within the meta‐analysis in 13 trials (Chipps 2014; Dai 2017; Fields 2008; Juthani‐Mehta 2015; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Lam 2013i; Lam 2013ii; Lam 2013iii).
Allocation
Eleven trials reported the randomisation sequence. Methods to generate the sequence included block randomisation (Dai 2017; Lam 2013i; Lam 2013ii; Lam 2013iii), computer generated (Ab Malik 2017; Ab Malik 2018; Chipps 2014; Gosney 2006; Seguin 2014; SOCLE II), and a random number table (Frenkel 2001). We judged the remaining trials as having an unclear risk of bias because the method of randomisation sequence generation was not reported (Fields 2008; Juthani‐Mehta 2015; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Kuo 2016), or we were unable to translate the full text (Lee 2011).
We judged allocation concealment as adequate in six trials (Ab Malik 2017; Chipps 2014; Dai 2017; Frenkel 2001; Gosney 2006; SOCLE II); we judged the remaining 16 trials as unclear risk of bias as they did not report allocation concealment in sufficient detail (Ab Malik 2018; Fields 2008; Juthani‐Mehta 2015; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii; Lee 2011; Seguin 2014).
Blinding
Four trials reported blinding participants who were involved in the trial (Ab Malik 2017; Gosney 2006; Lee 2011; Seguin 2014); of these, three trials compared OHC intervention with a placebo (Gosney 2006; Lee 2011; Seguin 2014). We judged five trials as potentially high risk for blinding participants and personnel (Ab Malik 2018; Dai 2017; Fields 2008; Frenkel 2001; SOCLE II). There was insufficient information available to judge risk of bias in the remaining 13 trials (Chipps 2014; Juthani‐Mehta 2015; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii).
While it is frequently challenging to blind participants or clinicians because of the nature of the intervention, it is possible to blind the outcome assessor. However, only nine trials reported blinding the outcome assessors to group allocation (Ab Malik 2017; Ab Malik 2018; Chipps 2014; Dai 2017; Gosney 2006; Juthani‐Mehta 2015; Lee 2011; Seguin 2014; SOCLE II). Blinding to outcome measures was unclear in 13 trials (Fields 2008; Frenkel 2001; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii).
Incomplete outcome data
Thirteen trials reported dropout and withdrawals adequately (Chipps 2014; Dai 2017; Frenkel 2001; Juthani‐Mehta 2015; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Kuo 2016; Seguin 2014; SOCLE II). We judged eight trials at high risk of bias because of high attrition rates and a lack of explanation for dropouts (Ab Malik 2017; Ab Malik 2018; Fields 2008; Gosney 2006; Kim 2014a; Lam 2013i; Lam 2013ii; Lam 2013iii). We were unable to judge attrition bias in one trial because we were unable to obtain a translation (Lee 2011). Where available, we present details of dropouts in Table 9.
6
Study ID | Dropouts | Reasons | Follow‐up | Reasons |
Ab Malik 2017 | OHC training (Internet‐based CPD programme): 82 | Mostly loss to follow‐up was because nurses were transferred to other wards or hospitals | Unclear. Dropouts were only reported in the CONSORT as 'loss to follow‐up,' so we could not determine when (i.e. at 1‐ or 6‐month follow‐up) | NR |
General stroke care training (Internet‐based CPD programme not specific to oral hygiene): 92 | ||||
Ab Malik 2018 | Multi‐component OHC intervention (intense method for plaque control): 11 | 2 refused to continue, 2 transfers, 3 died, 1 lost contact, 3 other reason (not specified) | At 6‐month follow‐up: 2 | 2 transfers |
Multi‐component OHC intervention (conventional method for plaque control): 14 | 4 refused to continue, 4 died, 4 lost contact, 2 other reason (not specified) | At 6‐month follow‐up: 5 | 2 transfers, 1 died, 2 lost contact | |
Chipps 2014 | Multi‐component OHC intervention (enhanced oral care protocol): 8 | 2 transferred to acute care, 3 discharged from rehabilitation, 3 voluntary withdrawal | Numbers that did not finish protocol are reported for each group but no details given about when participants withdrew | — |
Multi‐component OHC intervention (routine oral care): 1 | 1 transferred to acute care | — | ||
Dai 2017 | Multi‐component OHC intervention (advanced oral hygiene care programme): 3 | 2 recurrent stroke, 1 loss of contact | At 6‐month follow‐up: 10 | 4 loss of contact, 6 not willing to participate |
Multi‐component OHC intervention (conventional oral hygiene care programme): 17 | 1 recurrent stroke, 6 loss of contact, 10 not willing to participate | At 6‐month follow‐up: 7 | 3 recurrent stroke, 4 loss of contact | |
Fields 2008 | NR | NR | NR | — |
Frenkel 2001 | Availability of residents varied over the duration of the trial (baseline: 55 residents; 1 month after training: 57 residents; 6 months after training: 53 residents). | — | — | — |
Gosney 2006 | OHC gel (selective decontamination of digestive tract oral gel): 9 | 9 died, no other details reported | 3 died within 3 months of discharge from hospital. Unclear which group these came from. Authors reported that an additional 19 participants withdrew but no reasons given and unclear when they withdrew | — |
Placebo gel: 11 | 11 died, no other details reported | — | ||
Juthani‐Mehta 2015 | Multi‐component OHC intervention: 0 | No dropouts reported | 2 nursing homes; 157 participants | Nursing home withdrew due to administrative leadership decision. Participants were lost to follow‐up because discharged from facility, or facility withdrew from study and death |
Usual care: 0 | 1 nursing home; 102 participants | Nursing home withdrew due to foreclosure. Participants were lost to follow‐up because discharged from facility, or facility withdrew from study and death | ||
Kim 2014a | Multi‐component OHC intervention (oral hygienic care programme): 16 | 6 withdrew; 2 died; 3 "aggravation" of systemic condition; 2 discharged; 3 "uncooperation" | No dropouts at follow‐up | NA |
Usual care: 18 | 8 withdrew; 3 died; 2 "aggravation" of systemic condition; 3 discharged; 2 "uncooperation" | No dropouts at follow‐up | NA | |
Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi | No dropouts reported for any group | — | — | — |
Kuo 2016 | Multi‐component OHC intervention (homebased OHC training): 2 | 1 refused to participate; 1 died | Follow‐up at 2 months: 0 | — |
Usual care: 0 | No dropouts | Follow‐up at 2 months: 4 | 4 participants died | |
Lam 2013i; Lam 2013ii; Lam 2013iii | Multi‐component OHC intervention (oral hygiene instruction + chlorhexidine mouthrinse + assisted brushing): 8 | 8 lost to early discharge | No dropouts at follow‐up | NA |
Multi‐component OHC intervention (oral hygiene instruction + chlorhexidine mouthrinse): 8 | 4 lost to early discharge; 2 transferred to another hospital for further assessment; 1 non‐compliance with mouthrinse; 1 self‐discharge from hospital | No dropouts at follow‐up | NA | |
Multi‐component OHC intervention (oral hygiene instruction): 5 | 5 lost to early discharge | No dropouts at follow‐up | NA | |
Lee 2011 | Saengmaeg‐san extract: 1 | Reported that all participants were allocated and received intervention; 1 dropout at day 7 because of poor medication compliance | No dropouts at follow‐up | NA |
Placebo: 2 | Reported that all participants were allocated and received intervention; 2 dropouts at day 7 (no reason given) | No dropouts at follow‐up | NA | |
Seguin 2014 | Oropharyngeal care with povidone‐iodine: 18 | 6 withdrew consent, 12 discontinued intervention (8 adverse event, 3 patient or family decision, 1 other) | NA | NA |
Oropharyngeal care with placebo: 14 | 6 withdrew consent, 8 discontinued intervention (6 adverse events, 2 patient or family decision) | NA | NA | |
SOCLE II | Multi‐component OHC intervention (enhanced OHC): 0 | Study authors reported no patient withdrawals or dropouts in the usual sense as there was no formal follow‐up beyond the ward admission | NA | NA |
Usual care: 0 | NA | NA |
Note: group labels that trialists reported in their original publication(s) are shown in brackets.
NA: not applicable; NR: not reported; OHC: oral health care.
Three trials used an intention‐to‐treat (ITT) analysis (Chipps 2014; Juthani‐Mehta 2015; SOCLE II), and one trial conducted a partial ITT analysis (Frenkel 2001). One trial reported that they employed ITT analysis although not all participants were included in the final analysis (Ab Malik 2017). Sixteen trials did not use an ITT analysis (Ab Malik 2018; Dai 2017; Fields 2008; Gosney 2006; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii; Seguin 2014). We were unable to judge whether ITT was employed in Lee 2011 because of a lack of translation.
Selective reporting
We considered nine trials at low risk of reporting bias (Ab Malik 2017; Ab Malik 2018; Chipps 2014; Dai 2017; Juthani‐Mehta 2015; Kim 2014a; Kuo 2016; Seguin 2014; SOCLE II) (Figure 2; Figure 3). We judged eight trials at high risk (Fields 2008; Gosney 2006; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi). We judged five trials as unclear because of insufficient detail (Frenkel 2001), due to a lack of translation (Lee 2011), or statistical information was presented in such a way that further clarification was required from the authors (Lam 2013i; Lam 2013ii; Lam 2013iii).
Other potential sources of bias
Baseline demographics were comparable and judged at low risk in 12 trials (Ab Malik 2018; Dai 2017; Frenkel 2001; Gosney 2006; Juthani‐Mehta 2015; Kim 2014a; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii; Seguin 2014; SOCLE II). We judged one trial at high risk as the intervention group had a higher baseline incidence of positive S aureus cultures (Chipps 2014). The remaining trials did not present participants' baseline demographic details so we were unable to draw any conclusions about comparability in these trials (Ab Malik 2017; Fields 2008; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi). We were unable to obtain baseline demographics in Lee 2011 because of a lack of translation.
Sample size calculations were conducted a priori in 13 trials (Ab Malik 2017; Ab Malik 2018; Chipps 2014; Dai 2017; Fields 2008; Frenkel 2001; Juthani‐Mehta 2015; Kuo 2016; Lam 2013i; Lam 2013ii; Lam 2013iii; Seguin 2014; SOCLE II). As a pilot trial, SOCLE II described plans for sample size calculations based on the trial findings but described an a priori sample _target for the patient and healthcare staff participant population within the pilot. Sample size calculations were not reported in the remaining nine comparisons (Gosney 2006; Kim 2014a; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Lee 2011).
We judged several trials to have an unclear risk of bias due to limited data (Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi), or partial reporting of trial methodology (Ab Malik 2017; Kim 2014a; Seguin 2014). For example, Kim 2014a reported that complete randomisation was not performed through the entire process of the trial, but there is little information about what issues may have led to incomplete randomisation. We were unable to obtain a complete translation of one paper and were unable to judge whether there were other bias reported (Lee 2011).
Two trials were terminated early for futility (Fields 2008; Juthani‐Mehta 2015). The quality of the Fields 2008 trial was difficult to judge because there were very little information or summary data in the published report. In contrast, Juthani‐Mehta 2015 was stopped as the conditional power under observed treatment difference was nearly zero.
Effects of interventions
See: Table 1; Table 2; Table 3
The results of this review are presented below within the three comparisons: OHC versus usual care or no treatment, OHC versus placebo, and OHC intervention versus another OHC intervention.
Comparison 1: oral health care versus usual care
See Table 1.
Seven trials investigated the effectiveness of an OHC intervention compared with usual care (Ab Malik 2017; Fields 2008; Frenkel 2001; Juthani‐Mehta 2015; Kim 2014a; Kuo 2016; SOCLE II).
Primary outcomes
1.1 Dental plaque
We present the data from two trials that reported dental plaque (Frenkel 2001; Kim 2014a). Multi‐component OHC interventions showed no evidence of a difference in the mean score (DMS) for dental plaque at one month post‐intervention (DMS –0.66, 95% CI –1.40 to 0.09; 2 trials, 83 participants; I2= 83%; P = 0.08: very low‐quality evidence; Analysis 1.1).
Six months after the multi‐component OHC intervention, dental plaque scores in Frenkel 2001 were similar for the residents in both groups of residential homes (DMS –0.43, 95% CI –0.98 to 0.13; P = 0.13) (Analysis 1.2).
1.2 Denture plaque
Residents in the homes where staff had access to the multi‐component OHC intervention had less plaque on their dentures than those residents in homes that continued to provide usual care (DMS –1.31, 95% CI –1.96 to –0.66; 1 trial, 38 participants; P < 0.0001; low‐quality evidence) (Frenkel 2001). This difference was still observed six months after the training intervention (DMS –1.57, 95% CI –2.23 to –0.92; P < 0.00001) (Frenkel 2001) (Analysis 1.3).
Secondary outcomes
1.3 Presence of oral disease
1.3.1 Gingivitis
There was no evidence of a difference in gingivitis among participants receiving the multi‐component OHC protocol compared with usual care one month after the intervention (DMS –0.60, 95% CI –1.66 to 0.45; 2 trials, 83 participants; I2 = 93%; P = 0.26; very low‐quality evidence) (Frenkel 2001; Kim 2014a) (Analysis 1.4).
Six months after training, there was no evidence of a significant difference in gingivitis between the intervention and usual care groups in the Frenkel 2001 trial (DMS –0.25, 95% CI –0.61 to 0.10) (Analysis 1.5).
1.3.2 Denture‐induced stomatitis
Residents' denture‐induced stomatitis showed no evidence of a difference between the groups one or six months after the multi‐component OHC intervention (1 month: DMS –0.33, 95% CI –0.92 to 0.26; 38 participants; 1 trial; P = 0.28; low‐quality evidence; 6 months: DMS –0.10, 95% CI –0.61 to 0.40; 1 trial; P = 0.69) (Frenkel 2001) (Analysis 1.6).
1.4 Presence of related infection or oral opportunistic pathogens
1.4.1 Pneumonia
There was no evidence of a difference in the incidence of pneumonia among participants in wards with access to a multi‐component OHC intervention (99 participants; 5 incidents of pneumonia) compared with those receiving usual care (105 participants; 1 incident of pneumonia) (OR 4.17, CI 95% 0.82 to 21.11; 1 trial; P = 0.08; low‐quality evidence) (SOCLE II) (Analysis 1.7).
1.5 Stroke survivor and providers' knowledge of and attitudes to oral health care
1.5.1 Knowledge
We pooled the data from three trials that _targeted change in OHC knowledge among stroke survivors and OHC providers' including registered nurses (Ab Malik 2017), nursing home care assistants (Frenkel 2001), and family carers (Kuo 2016). One month after training, stroke survivors and OHC providers demonstrated higher knowledge scores than providers who had no access to training (SMD 0.70, 95% CI 0.06 to 1.35; 3 trials, 728 participants; I2 = 94%; P = 0.03; very low‐quality evidence) (Analysis 1.8).
Trained family carers continued to demonstrate higher knowledge two months after training (MD 11.30, CI 95% 8.78 to 13.82; 1 trial, 94 participants; P < 0.00001) (Analysis 1.9), as did trained staff six months after training compared with usual care (SMD 0.34, 95% CI 0.18 to 0.50; 2 trials, 596 participants; I2 = 7%; P < 0.0001) (Analysis 1.10).
1.5.2 Attitude
We pooled the data from three trials which _targeted change in stroke survivor and providers' oral health attitudes. Trials rated staff attitudes (Ab Malik 2017; Frenkel 2001), and family carers attitudes (Kuo 2016), to OHC using a Likert scale. Pooled data one month after training showed evidence of a difference between stroke survivor and OHC providers who had received OHC‐specific training compared to those who received generic Internet‐based professional development training (Ab Malik 2017), or delayed training (Frenkel 2001; Kuo 2016) (SMD 0.28, 95% CI 0.01 to 0.54; 3 trials, 728 participants; I2 = 65%; P = 0.04; very low‐quality evidence) (Analysis 1.11).
Family carers' improved attitudes was not sustained two months after training (MD 2.00, CI 95% –0.12 to 4.12; 1 trial, 94 participants; P = 0.06) (Analysis 1.12). Similarly, there was no evidence of a difference six months after training in staff attitude (SMD 0.36, 95% CI –0.01 to 0.74; 2 trials, 596 participants; I2 = 80%, P = 0.06) (Ab Malik 2017; Frenkel 2001) (Analysis 1.13).
Comparison 2: oral healthcare intervention versus placebo
See Table 2.
Primary outcomes
2.1 Dental plaque
None of the trials in this comparison group reported dental plaque.
2.2 Denture plaque
None of the trials in this comparison group reported denture plaque.
Secondary outcomes
2.3 Presence of related infection or oral opportunistic pathogens
2.3.1 Pneumonia
Two trials reported the incidence of pneumonia (Gosney 2006; Seguin 2014). Data from all 203 randomised participants were available from the Gosney 2006 trial, although full follow‐up data were only available for 164 individuals. The trialists provided stroke‐specific data (39 participants) from Seguin 2014 for the purposes of this review.
Decontamination gel reduced the incidence of pneumonia among the intervention group compared with participants receiving placebo gel (OR 0.20, 95% CI 0.05 to 0.84; 203 participants; 1 trial; P = 0.028) (Gosney 2006). There was no difference in the incidence of pneumonia in participants treated with povidone‐iodine compared with a placebo (OR 0.81, 95% CI 0.18 to 3.51; 39 participants; 1 trial; P = 0.77) (Seguin 2014). Pooling these data found no evidence of a difference in the incidence of pneumonia in participants receiving an OHC intervention compared with placebo (OR 0.39, CI 95% 0.14 to 1.09; 2 trials, 242 participants; I2 = 42%; P = 0.07; low‐quality evidence) (Analysis 2.1).
2.3.2 Aerobic Gram‐negative bacilli
- 2.3.2.1 Acquired AGNB
Two trials reported the incidence of acquired AGNB following admission with stroke (Gosney 2006; Seguin 2014). There was no evidence of a difference between participants who were using the OHC intervention and those in the placebo group (RR 0.56, 95% CI 0.32 to 1.01; 2 trials, 242 participants; I2 = 0%; P = 0.05) (Analysis 2.2).
- 2.3.2.2 Carriage of AGNB
There was no evidence of a difference between the groups in relation to carriage of AGNB (RR 0.91, CI 95% 0.48 to 1.74) (Gosney 2006) (Analysis 2.3).
2.4 Patient satisfaction
2.4.1 Patient‐reported oral dryness
One trial examined the effectiveness of Saengmaeg‐san extract (11 participants) compared with placebo (10 participants) on xerostomia using a patient‐reported questionnaire (Lee 2011). There was no evidence of a difference between groups after one week of treatment for: oral dryness (day and night) (MD –0.13, CI 95% –1.81 to 1.55; P = 0.88); oral dryness (daytime only) (MD –0.64, CI 95% –2.43 to 1.15; P = 0.48); oral dryness while eating a meal (MD 0.66, CI 95% –1.61 to 2.93; P = 0.57) or while swallowing food (MD –0.62, CI 95% –2.53 to 1.29; P = 0.53); lack of saliva (MD 1.12, CI 95% –0.28 to 2.52; P = 0.12) or general discomfort (MD 0.45, CI 95% –0.91 to 1.81; P = 0.52) (Analysis 2.4).
Comparison 3: oral health care versus another oral health care intervention
Twelve trials investigated the effectiveness of one enhanced multi‐component OHC intervention compared with another OHC intervention (Ab Malik 2018; Chipps 2014; Dai 2017; Kobayashi 2017i; Kobayashi 2017ii; Kobayashi 2017iii; Kobayashi 2017iv; Kobayashi 2017v; Kobayashi 2017vi; Lam 2013i; Lam 2013ii; Lam 2013iii).
See Table 3.
Primary outcomes
3.1 Dental plaque
Five RCTs reported dental plaque index scores (Ab Malik 2018; Dai 2017; Lam 2013i; Lam 2013ii; Lam 2013iii); however, we were only able to extract dental plaque scores from one trial for inclusion in this comparison (Ab Malik 2018). There was no evidence of a difference in dental plaque between those participants who received an enhanced multi‐component OHC intervention compared with conventional OHC group at three or six months (3 months: MD –0.04, CI 95% –0.33 to 0.25; 1 trial, 61 participants; P = 0.78; Analysis 3.1; 6 months: MD –0.15, CI 95% –0.46 to 0.16; 1 trial, 54 participants; P = 0.34; Analysis 3.2).
3.2 Denture plaque
None of the trials in this comparison group reported denture plaque.
Secondary outcomes
3.3 Presence of related infection or oral opportunistic pathogens
3.3.1 Aerobic Gram‐negative bacilli
Two trials reported the prevalence of AGNB at three months (Ab Malik 2018; Dai 2017). There was no evidence of a difference between participants who received the enhanced OHC intervention and those who received routine OHC (RR 1.00, CI 95% 0.71 to 1.42; 126 participants; P = 1.00) (Analysis 3.3).
Similarly, there was no evidence of a difference in the prevalence of AGNB at six months in one trial (RR 0.80, CI 95% 0.47 to 1.38; 52 participants; P = 0.42) (Analysis 3.4).
3.3.2 Candida
One trial reported the prevalence of oral candida (Ab Malik 2018). There was no evidence of a difference in the total number of participants with oral candida among participants who received enhanced OHC intervention or routine OHC at three or six months' follow‐up (3 months: RR 1.08, CI 95% 0.61 to 1.89; 52 participants; P = 0.80; Analysis 3.5; 6 months: RR 1.17, CI 95% 0.62 to 2.20; 52 participants; P = 0.63; Analysis 3.6).
3.3.3 Staphylococcus aureus
Two trials reported the prevalence of S aureus in stroke survivors measured at day 10 (Chipps 2014), and at three months (Dai 2017). There was no evidence of a difference between the groups receiving enhanced OHC or routine OHC interventions (OR 1.29, CI 95% 0.57 to 2.91; 119 participants; P = 0.55) (Analysis 3.7).
Sensitivity analysis
As such disparate trials were included in the review, we had no opportunity to conduct the sensitivity analyses planned at the protocol stage.
Discussion
Summary of main results
In this third update of this review we included 15 trials (22 randomised comparisons, which we referred to as 22 trials) involving 3631 participants with data for 1546 people with stroke, 1028 healthcare providers and 94 informal carers that compared the effects of OHC interventions with usual care, placebo or another OHC intervention (see Table 1; Table 2; Table 3).
Comparison 1: oral healthcare interventions versus usual care
See Table 1.
- No moderate or high‐quality evidence for improving oral health in people after stroke.
- Low and very low‐quality evidence showed that:
- OHC interventions could improve denture plaque one month after training which was maintained six months after the intervention was delivered;
- OHC interventions could improve stroke survivor and providers' knowledge one month after training. The improvement in knowledge was sustained six months after the intervention was delivered;
- OHC interventions could improve stroke survivor and providers' attitudes to OHC one month after training, but this improvement was not sustained longer term (greater than one month).
Comparison 2: oral healthcare intervention versus placebo
See Table 2.
- No moderate‐ or high‐grade evidence for improving oral health in people after stroke.
- Low‐quality evidence showed showed no benefit or harm for OHC interventions compared with placebo on the incidence of pneumonia; however, people with stroke treated with gel for selective decontamination of the digestive tract had a lower incidence of pneumonia compared with placebo gel.
Comparison 3: one oral healthcare intervention versus another oral healthcare intervention
See Table 3.
- No moderate‐ or high‐quality evidence for improving oral health in people after stroke.
- Low‐quality evidence showed no benefit or harm for enhanced multi‐component OHC interventions compared with other OHC interventions for dental plaque.
Overall completeness and applicability of evidence
Despite the inclusion of several new trials of OHC for people after stroke since our last review update (Brady 2006), there remains a lack of high‐quality evidence to inform OHC in stroke care settings. Trials have evaluated three broad groups of OHC interventions: specialist OHC training compared to usual care (which was often no training), a specific OHC product compared to a placebo or enhanced multi‐component OHC intervention compared to usual OHC interventions.
OHC interventions were shown to have a positive benefit on denture plaque at one month (Frenkel 2001), which was still evident at six months (Frenkel 2001). OHC interventions provided to healthcare staff had a positive impact on staff knowledge in two trials (Ab Malik 2017; Frenkel 2001), as did training for informal carers (i.e. family carers) who were caring for stroke survivors at home in a third trial (Kuo 2016). These benefits persisted two months (Kuo 2016), and six months in a residential care setting after the training (Frenkel 2001). Staff attitudes towards OHC showed no evidence of training benefit, but improved attitudes were evident among family carers attitudes after OHC training (Kuo 2016).
Our review identified one trial that evaluated the effectiveness of a highly specific OHC intervention across a wide stroke population, including participants who were unable to provide informed consent (but proxy consent was provided instead). There was evidence of a beneficial effect of the decontamination gel compared with placebo gel (Gosney 2006).
This was a highly complex review which incorporated many multi‐component interventions. Additional description of the specific participants included within each of the trials would be relevant, but we did not plan to profile participants based on their level of dependency for personal self‐care, presence of dysphagia, cognitive status or the chronicity of the stroke.
A wide range of complex, multi‐component OHC interventions were developed, delivered and evaluated compared to usual care or another OHC treatment, involving the provision of various combinations of training, toothbrush, toothpaste, mouth gel, mouthwash, tongue cleaners, lip balm, care protocols and assessment tools. Comparisons also involved differences in the quality of the equipment such as powered toothbrushes versus manual, or different types of lip balm.
However, there was limited overlap in the outcomes captured across these trials which included dental plaque, denture plaque, stomatitis, oral pharyngeal cultures, gingival bleeding, pneumonia, antibiotic use, dryness and quality of life. Carers' OHC knowledge and attitudes were measured as was the documentation of OHC assessments and care plans, specialist dental referrals and economic outcomes. Similarly, many trialists used questionnaires to capture outcome data that were not validated (Ab Malik 2017; Frenkel 2001; Kuo 2016; Lee 2011), or captured using different diagnostic criteria which for pneumonia was reported using clinical signs and symptoms (Gosney 2006), Mann chest criteria (SOCLE II), or reported as a radiographically documented event (Juthani‐Mehta 2015).
Quality of the evidence
It was often difficult to judge the quality of the evidence as a result of incomplete reporting. Randomisation was adequately reported in half of the trials, but allocation concealment was only clearly reported in six trials, and the remainder were judged as unclear. Blinding to avoid performance bias was possible and adequately reported in four trials with the majority of trials being judged as unclear or at high risk of bias. While it is not always possible to blind the participants or clinicians because of the nature of the intervention, it should be possible to blind the outcome assessor. While blinding outcome assessors is always desirable, it is not possible when it is a self‐report measure, and the patients are not blinded. However, whether blinding outcome assessors to outcome measures was attempted was judged as low risk of bias in eight randomised trials.
Finally, we noted that over a third of the included trials were also judged as having a high risk of attrition bias and selective reporting. These judgments contributed to the downgrading of the quality of the evidence from high to moderate for all outcomes. We also downgraded the quality of evidence for all outcomes, other than staff knowledge, for imprecision as the results were often derived from a single trial. There were too few trials to assess inconsistency of results or publication bias. In summary, we judged the quality of the evidence synthesised within the meta‐analyses to be low to very low quality, and this limits our confidence in the results.
Potential biases in the review process
We conducted a comprehensive search for high‐quality trials that evaluated the effectiveness of OHC in people after stroke. We are confident we have identified most published trials of relevance to the review, but it is possible that despite our efforts, we may be unaware of additional unpublished work. Our search strategy and study selection criteria were agreed in advance and applied to all identified trials.
Our data extraction processes were completed independently and then compared. Whenever possible, we extracted all relevant data and sought missing data directly from the trialists for inclusion within the review. However, there remains a number of other relevant trials that could not be fully included. Of the trials eligible for inclusion in this review, eight were unable to provide stroke‐specific data. Of these, five investigated OHC programme interventions (Hajizamani 2006; Mojon 1998; Quagliarello 2009; Redwood 2001; Schou 1989), two examined the use of medicated gum (Simons 1997; Simons 2002), and one a varnish (Brailsford 2002). Our searches also identified a further nine trials which may be eligible for inclusion in updates of this review, but it is unclear at this time whether stroke‐specific data are available (Cabov 2010; IRCT2017012232101N1; IRCT2017091636194N1; Jin 2018; Marchini 2018; Mori 2012; ; NCT00610324; NCT03219346Yakiwchuk 2013).
Agreements and disagreements with other studies or reviews
The maintenance of oral health after stroke should be a priority (in research and clinical settings) given the wide‐reaching implications of poor oral health. One recent systematic review found that periodontal problems, dental caries and tooth loss were greater among stroke survivors than controls (Dai 2017). They were also less likely to seek specialist dental support after their stroke than non‐stroke peers. We also have national‐based audit data to support the premise that poor oral health may be closely linked to stroke survivors' ability to care for their own mouth and teeth, seek specialist support when required, and their stroke‐related functional abilities and mobility (Kim 2018). Efforts continue to be made to improve the quality of OHC in stroke care settings and a range of possible approaches to enhance the provision of OHC after stroke were considered in this review. We continue to lack moderate‐ or high‐quality evidence of whether high‐quality OHC interventions reduce the number of people experiencing pneumonia after stroke (Lyons 2018).
Authors' conclusions
What's new
Date | Event | Description |
---|---|---|
18 February 2019 | New citation required but conclusions have not changed | Conclusions not changed. Changes to authorship. |
18 February 2019 | New search has been performed | The review was updated using a revised and updated search strategy (including more databases) completed in February 2019. The review now includes 15 studies (22 randomised paired comparisons), 3631 participants of whom 1546 participants were stroke survivors); the previous review only included three studies. We extracted more information on the interventions used in each of the trials using the TIDIER checklist and provided this additional information in the 'Characteristics of included studies' table. We presented three new 'Summary of findings' tables. |
History
Protocol first published: Issue 4, 2002
Review first published: Issue 4, 2006
Date | Event | Description |
---|---|---|
7 June 2011 | Amended | Page number added to Frenkel reference and risk of bias terminology updated but no change to overall assessments |
26 October 2010 | New search has been performed | We updated the searches to May 2010. We have included two new studies, bringing the total of included studies to three, involving 470 participants. The conclusions of the review have not changed. |
2 October 2008 | Amended | Converted to new review format. |
Acknowledgements
We thank the following people.
The trial authors for the time they took to respond to our queries and the provision of additional details whenever possible, particularly Frenkel and Seguin.
Hazel Fraser, Joshua Cheyne and colleagues from the Cochrane Stroke Group Editorial Team, and Anne Littlewood, Emma Tavender and Sylvia Bickley from the Cochrane Oral Care Group for their most valued assistance.
Cochrane Stroke Group editors and external reviewers, Peter Langhorne, Joanne Murray, Sandra Paget and Odie Geiger, for their comments on an earlier draft of this review.
Romana Hunter, Steff Lewis, and Vikki Milne for their invaluable input into earlier versions of this review.
The views expressed here are those of the review authors and not necessarily those of the Chief Scientist Office or the Scottish Government.
Appendices
Appendix 1. Cochrane Oral Health Register search strategy
1 "cerebrovascular disorder*" AND INREGISTER
2 (stroke* OR cva* OR cerebrovasc* OR "cerebral vascular*" OR poststroke or post‐stroke):ti,ab AND INREGISTER
3 ((Cerebral OR cerebellar OR brain* OR vertebrobasilar) AND (infarct* OR ischaemi* OR ischemi* OR thrombo* OR emboli* OR apople*)):ti,ab AND INREGISTER
4 ((cerebral OR intracerebral OR intracranial OR brain* OR subarachnoid) AND (haemorrhag* OR hemorrhag* OR bleed*)):ti,ab AND INREGISTER
5 (hemiplegi* OR "brain injur*" OR aphasi* OR dysphasi* OR dysphag* OR dysarthri* OR aprax* OR dysprax* OR "deglutition disorder*" OR hemipleg* OR hemipar*):ti,ab AND INREGISTER
6 (swallow* AND (impair* OR disorder* OR problem* OR difficult*)):ti,ab AND INREGISTER
7 ("unilateral neglect*" OR "neglect syndrome*" OR "visual neglect" OR hemianop*):ti,ab AND INREGISTER
8 #1 or #2 or #3 or #4 or #5 or #6 or #7
Appendix 2. CENTRAL search strategy
#1 MeSH descriptor: [Stomatognathic Diseases] explode all trees
#2 MeSH descriptor: [Dentistry] explode all trees
#3 MeSH descriptor: [Oral Health] this term only
#4 MeSH descriptor: [Oral Hygiene] explode all trees
#5 MeSH descriptor: [Dental Auxiliaries] explode all trees
#6 MeSH descriptor: [Mouth] explode all trees
#7 MeSH descriptor: [Halitosis] this term only
#8 MeSH descriptor: [Facial Pain] this term only
#9 ((dental or oral or periodontal) and disease*):ti,ab,kw (Word variations have been searched)
#10 ((dental or tooth or teeth) and (caries or decay*)):ti,ab,kw (Word variations have been searched)
#11 gingivitis:ti,ab,kw (Word variations have been searched)
#12 xerostomia or "dry mouth":ti,ab,kw (Word variations have been searched)
#13 (oral and (stomatitis or candidiasis)):ti,ab,kw (Word variations have been searched)
#14 ((mouth near/6 ulcer*) or (mouth near/6 aphthous) or (mouth near/6 aphthae) or (oral near/6 ulcer*) or (oral near/6 aphthous) or (oral near/6 aphthae)):ti,ab,kw (Word variations have been searched)
#15 ((mouth or dental or oral) and hygiene):ti,ab,kw (Word variations have been searched)
#16 ((mouth near/4 odor) or (mouth near/4 odour)):ti,ab,kw (Word variations have been searched)
#17 halitosis:ti,ab,kw (Word variations have been searched)
#18 (dentist* or "dental nurse*" or dental therapist* or "dental hygienist*"):ti,ab,kw (Word variations have been searched)
#19 "dental health educat*":ti,ab,kw (Word variations have been searched)
#20 (dental and (disabled or handicap*)):ti,ab,kw (Word variations have been searched)
#21 ((dental near/3 scaling) or (oral near/3 scaling) or (teeth near/3 scaling) or (dental near/3 prophylaxis) or (oral near/3 prophylaxis) or (teeth near/3 prophylaxis)):ti,ab,kw (Word variations have been searched)
#22 (mouth and ulcer*):ti,ab,kw (Word variations have been searched)
#23 (mouthwash* or mouthrinse*):ti,ab,kw (Word variations have been searched)
#24 (dental and (treatment* or care*)):ti,ab,kw (Word variations have been searched)
#25 toothbrush*:ti,ab,kw (Word variations have been searched)
#26 ((plaque next index) or (plaque next indices) or ("oral hygiene" next index) or ("oral hygiene" next indices) or (periodontal next index) or (periodontal next indices) or (DMF next index) or (DMF next indices)):ti,ab,kw (Word variations have been searched)
#27 {or #1‐#26}
#28 MeSH descriptor: [Cerebrovascular Disorders] explode all trees
#29 (stroke* or cva* or cerebrovasc* or "cerebral vascular*" or poststroke or post‐stroke):ti,ab,kw (Word variations have been searched)
#30 (cerebral or cerebellar or brain* or vertebrobasilar):ti,ab,kw (Word variations have been searched)
#31 (infarct* or ischemi* or ischaemi* or thrombo* or emboli* or apople*):ti,ab,kw (Word variations have been searched)
#32 (#30 and #31)
#33 (cerebral or intracerebral or intracranial or brain* or subarachnoid):ti,ab,kw (Word variations have been searched)
#34 (haemorrhage or hemorrhage or bleed*):ti,ab,kw (Word variations have been searched)
#35 (#33 and #34)
#36 MeSH descriptor: [Hemiplegia] this term only
#37 MeSH descriptor: [Brain Injuries] this term only
#38 MeSH descriptor: [Aphasia] explode all trees
#39 MeSH descriptor: [Dysarthria] this term only
#40 MeSH descriptor: [Apraxias] this term only
#41 MeSH descriptor: [Deglutition Disorders] this term only
#42 (hemipleg* or hemipar*):ti,ab,kw (Word variations have been searched)
#43 (aphasi* or dysphasi* or dysarthri* or dysphag* or aprax* or dysprax*):ti,ab,kw (Word variations have been searched)
#44 (swallow* and (impair* or disorder* or problem* or difficult*)):ti,ab,kw (Word variations have been searched)
#45 ("unilateral neglect" or "neglect syndrome*" or "visual neglect" or hemianop*):ti,ab,kw (Word variations have been searched)
#46 (#28 or #29 or #32 or #35 or #36 or #37 or #38 or #39 or #40 or #41 or #42 or #43 or #44 or #45)
#47 (#27 and #46)
Appendix 3. MEDLINE search strategy
MEDLINE via OVID search strategy
1. exp Stomatognathic diseases/
2. exp Dentistry/
3. oral health/
4. exp oral hygiene/
5. exp Dental Auxiliaries/
6. halitosis/
7. exp Mouth/ph [Physiology]
8. exp digestive system/ph
9. Facial Pain/
10. ((dental or oral or periodontal) and disease$).tw.
11. ((dental or tooth or teeth) and (caries or decay$)).tw.
12. gingivitis.tw.
13. (xerostomia or "dry mouth").tw.
14. (oral and (stomatitis or candidiasis)).tw.
15. ((mouth or oral) adj6 (ulcer$ or aphthous or aphthae)).tw.
16. ((mouth or dental or oral) and hygiene).tw.
17. (mouth adj4 (odor or odour)).tw.
18. halitosis.tw.
19. (dentist$ or "dental nurse$" or "dental therapist$" or "dental hygienist$").tw.
20. "dental health educat$".tw.
21. (dental and (disabled or handicap$)).tw.
22. ((dental or oral or teeth) adj3 (scaling or prophylaxis)).tw.
23. (mouth and ulcer$).tw.
24. (mouthwash$ or mouthrinse$).tw.
25. (dental and (treatment$ or care$)).tw.
26. toothbrush$.tw.
27. ((plaque or "oral hygiene" or periodontal or DMF) adj (index or indices)).tw.
28. or/1‐27
29. exp cerebrovascular disorders/
30. (stroke$ or cva$ or cerebrovasc$ or "cerebral vascular$" or poststroke or post‐stroke).tw.
31. (cerebral or cerebellar or brain$ or vertebrobasilar).tw.
32. (infarct$ or isch?emi$ or thrombo$ or emboli$ or apople$).tw.
33. 31 and 32
34. (cerebral or intracerebral or intracranial or brain$ or subarachnoid).tw.
35. (haemorrhage or hemorrhage or bleed$).tw.
36. 34 and 35
37. Brain Injuries/
38. hemiplegia/
39. exp aphasia/ or dysarthria/ or apraxia/ or deglutition disorders/
40. (hemipleg$ or hemipar$).tw.
41. (aphasi$ or dysphasi$ or dysarthri$ or dysphag$ or aprax$ or dysprax$).tw.
42. (swallow$ and (impair$ or disorder$ or problem$ or difficult$)).tw.
43. ("unilateral neglect" or "neglect syndrome$" or "visual neglect$" or hemianop$).tw.
44. 29 or 30 or 33 or (or/36‐43)
45. 28 and 44
Cochrane Search filter for MEDLINE via OVID
Cochrane Highly Sensitive Search Strategy (CHSSS) for identifying randomised trials in MEDLINE: sensitivity maximising version (2009 revision) as referenced in Chapter 6.4.11.1 and detailed in box 6.4.c of the Cochrane Handbook for Systematic Reviews of Interventions (Lefebvre 2011).
1. randomized controlled trial.pt.
2. controlled clinical trial.pt.
3. randomized.ab.
4. placebo.ab.
5. drug therapy.fs.
6. randomly.ab.
7. trial.ab.
8. groups.ab.
9. or/1‐8
10. exp animals/ not humans.sh.
11. 9 not 10
Appendix 4. Embase Ovid search strategy
1. exp mouth disease/
2. exp dentistry/
3. oral health/
4. exp mouth hygiene/
5. dental assistant/
6. exp mouth/
7. digestive system/
8. face pain/
9. ((dental or oral or periodontal) and disease$).tw.
10. ((dental or tooth or teeth) and (caries or decay$)).tw.
11. gingivitis.tw.
12. (xerostomia or "dry mouth").tw.
13. (oral and (stomatitis or candidiasis)).tw.
14. ((mouth or oral) adj6 (ulcer$ or aphthous or aphthae)).tw.
15. ((mouth or dental or oral) and hygiene).tw.
16. (mouth adj4 (odor or odour)).tw.
17. halitosis.tw.
18. (dentist$ or "dental nurse$" or "dental therapist$" or "dental hygienist$").tw.
19. "dental health educat$".tw.
20. (dental and (disabled or handicap$)).tw.
21. ((dental or oral or teeth) adj3 (scaling or prophylaxis)).tw.
22. (mouth and ulcer$).tw.
23. (mouthwash$ or mouthrinse$).tw.
24. (dental and (treatment$ or care$)).tw.
25. toothbrush$.tw.
26. ((plaque or "oral hygiene" or periodontal or DMF) adj (index or indices)).tw.
27. or/1‐26
28. exp cerebrovascular disease/
29. (stroke$ or cva$ or cerebrovasc$ or "cerebral vascular$" or poststroke or post‐stroke).tw.
30. (cerebral or cerebellar or brain$ or vertebrobasilar).tw.
31. (infarct$ or isch?emi$ or thrombo$ or emboli$ or apople$).tw.
32. 30 and 31
33. (cerebral or intracerebral or intracranial or brain$ or subarachnoid).tw.
34. (haemorrhage or hemorrhage or bleed$).tw.
35. 33 and 34
36. brain injury/
37. hemiplegia/
38. exp aphasia/
39. dysarthria/
40. apraxia/ or "apraxia of speech"/
41. dysphagia/
42. (hemipleg$ or hemipar$).tw.
43. (aphasi$ or dysphasi$ or dysarthri$ or dysphag$ or aprax$ or dysprax$).tw.
44. (swallow$ and (impair$ or disorder$ or problem$ or difficult$)).tw.
45. ("unilateral neglect" or "neglect syndrome$" or "visual neglect$" or hemianop$).tw.
46. 28 or 29 or 32 or (or/35‐45)
47. Randomized Controlled Trial/ or "randomized controlled trial (topic)"/
48. Randomization/
49. Controlled clinical trial/ or "controlled clinical trial (topic)"/
50. control group/ or controlled study/
51. clinical trial/ or "clinical trial (topic)"/ or phase 1 clinical trial/ or phase 2 clinical trial/ or phase 3 clinical trial/ or phase 4 clinical trial/
52. Crossover Procedure/
53. Double Blind Procedure/
54. Single Blind Procedure/ or triple blind procedure/
55. placebo/ or placebo effect/
56. (random$ or RCT or RCTs).tw.
57. (controlled adj5 (trial$ or stud$)).tw.
58. (clinical$ adj5 trial$).tw.
59. ((control or treatment or experiment$ or intervention) adj5 (group$ or subject$ or patient$)).tw.
60. (quasi‐random$ or quasi random$ or pseudo‐random$ or pseudo random$).tw.
61. ((control or experiment$ or conservative) adj5 (treatment or therapy or procedure or manage$)).tw.
62. ((singl$ or doubl$ or tripl$ or trebl$) adj5 (blind$ or mask$)).tw.
63. (cross‐over or cross over or crossover).tw.
64. (placebo$ or sham).tw.
65. trial.ti.
66. (assign$ or allocat$).tw.
67. controls.tw.
68. or/47‐67
69. 27 and 46 and 68
Appendix 5. CINAHL search strategy
1. exp stomatognathic diseases/
2. exp dentistry/
3. oral health/
4. exp oral hygiene/
5. mouth care/
6. exp dental auxiliaries/
7. halitosis/
8. exp mouth physiology/
9. exp digestive system physiology/
10. dental hygiene assessment/
11. facial pain/
12. ((dental or oral or periodontal) and disease$).tw
13. ((dental or tooth or teeth) and (caries or decay$)).tw
14. gingivitis.tw
15. (xerostomia or dry mouth).tw
16. (oral and (stomatitis or candidiasis)).tw
17. ((mouth or oral) adj6 (ulcer$ or aphthous or aphthae)).tw
18. ((mouth or dental or oral) and hygiene).tw
19. (mouth adj4 (odor or odour)).tw
20. halitosis.tw
21. (dentist$ or dental nurse$ or dental therapist$ or dental hygienist$).tw
22. dental health educat$.tw
23. (dental and (disabled or handicap$)).tw
24. ((dental or oral or teeth) adj3 (scaling or prophylaxis)).tw
25. (mouth and ulcer$).tw
26. (mouthwash$ or mouthrinse$).tw
27. (dental and (treatment$ or care$)).tw
28. toothbrush$.tw
29. ((plaque or oral hygiene or periodontal or DMF) adj (index or indices)).tw
30. or/1‐29
31. exp cerebrovascular disorders/
32. (stroke$ or cva$ or cerebrovasc$ or cerebral vascular$ or poststroke or post‐stroke).tw
33. (cerebral or cerebellar or brain$ or vertebrobasilar).tw
34. (infarct$ or isch?emi$ or thrombo$ or emboli$ or apople$).tw
35. 33 and 34
36. (cerebral or intracerebral or intracranial or brain$ or subarachnoid).tw
37. (haemorrhage or hemorrhage or bleed$).tw
38. 36 & 37
39. hemiplegia/ or brain injury/
40. exp aphasia/ or dysarthria/ or apraxia/ or deglutition disorders/
41. (hemipleg$ or hemipar$).tw
42. (aphasi$ or dysphasi$ or dysarthri$ or dysphag$ or aprax$ or dysprax$).tw
43. (swallow$ and (impair$ or disorder$ or problem$ or difficult$)).tw
44. (unilateral neglect or neglect syndrome$ or visual neglect or hemianop$).tw
45. 31 or 32 or 35 or (or/38‐44)
46. 30 and 45
Appendix 6. Clinical Trial Register search strategy
- World Health Organization International Clinical Trials Registry Platform (apps.who.int/trialsearch)
- stroke AND "oral hygiene"
- US National Institutes of Health Ongoing Trials Register ClinicalTrials.gov (www.clinicaltrials.gov)
- oral hygiene AND Cerebrovascular Disorders [DISEASE]
Appendix 7. Previous searches from earlier reviews
S1MH "Stomatognathic Diseases+"
S2MH "Dentistry+"
S3MH "Oral Health"
S4MH "Oral Hygiene+"
S5MH "Mouth care"
S6MH "Dental Auxiliaries+"
S7MH "Halitosis"
S8MH "Mouth physiology+"
S9MH "Digestive System Physiology+"
S10MH "Dental Hygiene Assessment"
S11MH "Facial Pain"
S12TI (((dental or oral or periodontal) and disease*)) OR AB ( ((dental or oral or periodontal) and disease*) )
S13TI ( ((dental or tooth or teeth) and (caries or decay*)) ) OR AB ( ((dental or tooth or teeth) and (caries or decay*)) )
S14TI gingivitis OR AB gingivitis
S15TI (xerostomia or "dry mouth" ) OR AB (xerostomia or "dry mouth" )
S16TI ((oral and (stomatitis or candidiasis)) ) OR AB ( (oral and (stomatitis or candidiasis)) )
S17TI ( ((mouth N6 ulcer*) or (mouth N6 aphthous) or (mouth N6 aphthae)) or ((oral N6 ulcer*) or (oral N6 aphthous) or (oral N6 aphthae)) ) OR AB ( ((mouth N6 ulcer*) or (mouth N6 aphthous) or (mouth N6 aphthae)) or ((oral N6 ulcer*) or (oral N6 aphthous) or (oral N6 aphthae)) )
S18TI ( ((mouth or dental or oral) and hygiene) ) OR AB ( ((mouth or dental or oral) and hygiene) )
S19TI ( (mouth N4 odor) or (mouth N4 odour) ) OR AB ( (mouth N4 odor) or (mouth N4 odour) )
S20TI halitosis OR AB halitosis
S21TI ( (dentist* or "dental nurse*" or "dental therapist*" or "dental hygienist*") ) OR AB ( (dentist* or "dental nurse*" or "dental therapist*" or "dental hygienist*") )
S22TI ("dental health educat*") OR AB ("dental health educat*")
S23TI ( (dental and (disabled or handicap*)) ) OR AB ( (dental and (disabled or handicap*)) )
S24TI ( ((dental N3 scaling) or (dental N3 prophylaxis)) or ((oral N3 scaling) or (oral N3 prophylaxis)) or ((teeth N3 scaling) or (teeth N3 prophylaxis)) ) OR AB ( ((dental N3 scaling) or (dental N3 prophylaxis)) or ((oral N3 scaling) or (oral N3 prophylaxis)) or ((teeth N3 scaling) or (teeth N3 prophylaxis)) )
S25TI ( ((mouth and ulcer*)) or ((oral N3 scaling) or (oral N3 prophylaxis)) or ((teeth N3 scaling) or (teeth N3 prophylaxis)) ) OR AB ( ((mouth and ulcer*)) or ((oral N3 scaling) or (oral N3 prophylaxis)) or ((teeth N3 scaling) or (teeth N3 prophylaxis)) )
S26TI ( (mouthwash* or mouthrinse*) ) OR AB ( (mouthwash* or mouthrinse*) )
S27TI ( (dental and (treatment* or care*)) ) OR AB ( (dental and (treatment* or care*)) )
S28TI toothbrush* OR AB toothbrush*
S29TI ( ((plaque N1 index) or (plaque N1 indices)) or (("oral hygiene" N1 index) or ("oral hygiene" N1 indices)) or ((periodontal N1 index) or (periodontal N1 indices)) or ((DMF N1 index) or (DMF N1 indices)) ) OR AB ( ((plaque N1 index) or (plaque N1 indices)) or (("oral hygiene" N1 index) or ("oral hygiene" N1 indices)) or ((periodontal N1 index) or (periodontal N1 indices)) or ((DMF N1 index) or (DMF N1 indices)) )
S30S1 or S2 or S3 or S4 or S5 or S6 or S7 or S8 or S9 or S10 or S11 or S12 or S13 or S14 or S15 or S16 or S17 or S18 or S19 or S20 or S21 or S22 or S23 or S24 or S25 or S26 or S27 or S28 or S29
S31MH "Cerebrovascular disorders+"
S32TI ( (stroke* or cva* or cerebrovasc* or "cerebral vascular*" or poststroke or post‐stroke) ) OR AB ( (stroke* or cva* or cerebrovasc* or "cerebral vascular*" or poststroke or post‐stroke) )
S33TI ( (cerebral or cerebellar or brain* or vertebrobasilar) ) OR AB ( (cerebral or cerebellar or brain* or vertebrobasilar) )
S34TI ( (infarct* or isch?emi* or thrombo* or emboli* or apople*) ) OR AB ( (infarct* or isch?emi* or thrombo* or emboli* or apople*) )
S35 S33 AND S34
S36TI ( (cerebral or intracerebral or intracranial or brain* or subarachnoid) ) OR AB ( (cerebral or intracerebral or intracranial or brain* or subarachnoid) )
S37TI ( (haemorrhage or hemorrhage or bleed*) ) OR AB ( (haemorrhage or hemorrhage or bleed*) )
S38 S36 and S37
S39MH "Hemiplegia" or MH "Brain Injury"
S40MH "Aphasia+" or MH "dysarthria" or MH "Apraxia" or MH "Deglutition Disorders"
S41 TI ( hemipleg* or hemipar* ) OR AB ( hemipleg* or hemipar* )
S42 TI ( (aphasi* or dysphasi* or dysarthri* or dysphag* or aprax* or dysprax*) ) OR AB ( (aphasi* or dysphasi* or dysarthri* or dysphag* or aprax* or dysprax*) )
S43 TI ( (swallow* and (impair* or disorder* or problem* or difficult*)) ) OR AB ( (swallow* and (impair* or disorder* or problem* or difficult*)) )Interface ‐ EBSCOhost Research Databases
S44 TI ( ("unilateral neglect" or "neglect syndrome*" or "visual neglect" or hemianop*) ) OR AB ( ("unilateral neglect" or "neglect syndrome*" or "visual neglect" or hemianop*) )
S45 S31 or S32 or S35 or S38 or S39 or S40 or S41 or S42 or S43 or S44
The above subject search was linked to the following filter for CINAHL via EBSCO
S1 MH Random Assignment or MH Single‐blind Studies or MH Double‐blind Studies or MH Triple‐blind Studies or MH Crossover design or MH Factorial Design
S2 TI ("multicentre study" or "multicenter study" or "multi‐centre study" or "multi‐center study") or AB ("multicentre study" or "multicenter study" or "multi‐centre study" or "multi‐center study") or SU ("multicentre study" or "multicenter study" or "multi‐centre study" or "multi‐center study")
S3 TI random* or AB random*
S4 AB "latin square" or TI "latin square"
S5 TI (crossover or cross‐over) or AB (crossover or cross‐over) or SU (crossover or cross‐over)
S6 MH Placebos
S7 AB (singl* or doubl* or trebl* or tripl*) or TI (singl* or doubl* or trebl* or tripl*)
S8 TI blind* or AB mask* or AB blind* or TI mask*
S9 S7 and S8
S10 TI Placebo* or AB Placebo* or SU Placebo*
S11 MH Clinical Trials
S12 TI (Clinical AND Trial) or AB (Clinical AND Trial) or SU (Clinical AND Trial)
S13 S1 or S2 or S3 or S4 or S5 or S6 or S9 or S10 or S11 or S12
Prepared by: Anne Littlewood, Cochrane Information Specialist, Cochrane Oral Health Group
Appendix 8. Additional searches
In an effort to identify further published, unpublished and ongoing studies we searched IWeb of Science Conference Proceedings Citation Index‐Science (last searched 25 February 2019), Zetoc (last searched 25 February 2019) and Proquest Dissertations and Theses (last searched 25 February 2019) using the following key terms: stroke AND (oral hygiene OR oral health).
Notes
New search for studies and content updated (no change to conclusions)
Data and analyses
Comparison 1
Outcome or subgroup title | No. of studies | No. of participants | Statistical method | Effect size |
---|---|---|---|---|
1.1 Dental plaque (up to 1 month) | 2 | Diff in mean score (IV, Random, 95% CI) | ‐0.66 [‐1.40, 0.09] | |
1.1.1 Multi‐component OHC intervention | 2 | Diff in mean score (IV, Random, 95% CI) | ‐0.66 [‐1.40, 0.09] | |
1.2 Dental plaque (6 months) | 1 | Diff in mean score (IV, Fixed, 95% CI) | Subtotals only | |
1.2.1 Multi‐component OHC intervention | 1 | Diff in mean score (IV, Fixed, 95% CI) | ‐0.43 [‐0.98, 0.13] | |
1.3 Denture plaque | 1 | Diff in mean score (IV, Fixed, 95% CI) | Subtotals only | |
1.3.1 Multi‐component OHC intervention (1 month) | 1 | Diff in mean score (IV, Fixed, 95% CI) | ‐1.31 [‐1.96, ‐0.66] | |
1.3.2 Multi‐component OHC intervention (6 months) | 1 | Diff in mean score (IV, Fixed, 95% CI) | ‐1.57 [‐2.23, ‐0.92] | |
1.4 Presence of oral disease: gingivitis (up to 1 month) | 2 | Diff in mean score (IV, Random, 95% CI) | ‐0.60 [‐1.66, 0.45] | |
1.4.1 Multi‐component OHC intervention | 2 | Diff in mean score (IV, Random, 95% CI) | ‐0.60 [‐1.66, 0.45] | |
1.5 Presence of oral disease: gingivitis (6 months) | 1 | Diff in mean score (IV, Fixed, 95% CI) | Subtotals only | |
1.5.1 Multi‐component OHC intervention | 1 | Diff in mean score (IV, Fixed, 95% CI) | ‐0.25 [‐0.61, 0.10] | |
1.6 Denture‐induced stomatitis | 1 | Diff in mean score (IV, Fixed, 95% CI) | Subtotals only | |
1.6.1 Multi‐component OHC intervention (1 month) | 1 | Diff in mean score (IV, Fixed, 95% CI) | ‐0.33 [‐0.92, 0.26] | |
1.6.2 Multi‐component OHC intervention (6 month) | 1 | Diff in mean score (IV, Fixed, 95% CI) | ‐0.10 [‐0.61, 0.40] | |
1.7 Pneumonia | 1 | 204 | Peto Odds Ratio (Peto, Fixed, 95% CI) | 4.17 [0.82, 21.11] |
1.8 OHC knowledge (1 month) | 3 | 728 | Std. Mean Difference (IV, Random, 95% CI) | 0.70 [0.06, 1.35] |
1.8.1 Educational intervention | 1 | 373 | Std. Mean Difference (IV, Random, 95% CI) | 0.19 [‐0.01, 0.39] |
1.8.2 Multi‐component OHC intervention | 2 | 355 | Std. Mean Difference (IV, Random, 95% CI) | 1.00 [‐0.26, 2.27] |
1.9 OHC knowledge (2 months) | 1 | 94 | Mean Difference (IV, Fixed, 95% CI) | 11.30 [8.78, 13.82] |
1.9.1 Multi‐component OHC intervention | 1 | 94 | Mean Difference (IV, Fixed, 95% CI) | 11.30 [8.78, 13.82] |
1.10 OHC knowledge (6 months) | 2 | 596 | Std. Mean Difference (IV, Fixed, 95% CI) | 0.34 [0.18, 0.50] |
1.10.1 Educational intervention | 1 | 373 | Std. Mean Difference (IV, Fixed, 95% CI) | 0.27 [0.07, 0.48] |
1.10.2 Multi‐component OHC intervention | 1 | 223 | Std. Mean Difference (IV, Fixed, 95% CI) | 0.45 [0.18, 0.72] |
1.11 Attitudes to oral care (1 month) | 3 | 728 | Std. Mean Difference (IV, Random, 95% CI) | 0.28 [0.01, 0.54] |
1.11.1 Educational intervention | 1 | 373 | Std. Mean Difference (IV, Random, 95% CI) | 0.06 [‐0.14, 0.26] |
1.11.2 Multi‐component OHC intervention | 2 | 355 | Std. Mean Difference (IV, Random, 95% CI) | 0.42 [0.21, 0.63] |
1.12 Attitudes to oral care (2 months) | 1 | Mean Difference (IV, Fixed, 95% CI) | Subtotals only | |
1.12.1 Multi‐component OHC intervention | 1 | 94 | Mean Difference (IV, Fixed, 95% CI) | 2.00 [‐0.12, 4.12] |
1.13 Attitudes to oral care (6 months) | 2 | 596 | Std. Mean Difference (IV, Random, 95% CI) | 0.36 [‐0.01, 0.74] |
1.13.1 Educational intervention | 1 | 373 | Std. Mean Difference (IV, Random, 95% CI) | 0.18 [‐0.02, 0.39] |
1.13.2 Multi‐component OHC intervention | 1 | 223 | Std. Mean Difference (IV, Random, 95% CI) | 0.57 [0.30, 0.83] |
Comparison 2
Outcome or subgroup title | No. of studies | No. of participants | Statistical method | Effect size |
---|---|---|---|---|
2.1 Presence of oral disease: pneumonia | 2 | 242 | Peto Odds Ratio (Peto, Fixed, 95% CI) | 0.39 [0.14, 1.09] |
2.2 Presence of oral disease: acquired Aerobic Gram‐negative bacilli (AGNB) | 2 | 242 | Risk Ratio (M‐H, Fixed, 95% CI) | 0.56 [0.32, 1.01] |
2.3 Presence of oral disease: carriage of AGNB | 1 | 203 | Risk Ratio (M‐H, Fixed, 95% CI) | 0.91 [0.48, 1.74] |
2.4 Self‐reported oral dryness | 1 | Mean Difference (IV, Fixed, 95% CI) | Subtotals only | |
2.4.1 Oral dryness over 24‐hour period | 1 | 21 | Mean Difference (IV, Fixed, 95% CI) | ‐0.13 [‐1.81, 1.55] |
2.4.2 Oral dryness during the day | 1 | 21 | Mean Difference (IV, Fixed, 95% CI) | ‐0.64 [‐2.43, 1.15] |
2.4.3 Oral dryness during a meal | 1 | 21 | Mean Difference (IV, Fixed, 95% CI) | 0.66 [‐1.61, 2.93] |
2.4.4 Difficulty swallowing food | 1 | 21 | Mean Difference (IV, Fixed, 95% CI) | ‐0.62 [‐2.53, 1.29] |
2.4.5 Lack of saliva | 1 | 21 | Mean Difference (IV, Fixed, 95% CI) | 1.12 [‐0.28, 2.52] |
2.4.6 General discomfort | 1 | 21 | Mean Difference (IV, Fixed, 95% CI) | 0.45 [‐0.91, 1.81] |
Comparison 3
Outcome or subgroup title | No. of studies | No. of participants | Statistical method | Effect size |
---|---|---|---|---|
3.1 Dental plaque (3 months) | 1 | 61 | Mean Difference (IV, Fixed, 95% CI) | ‐0.04 [‐0.33, 0.25] |
3.2 Dental plaque (6 months) | 1 | 54 | Mean Difference (IV, Fixed, 95% CI) | ‐0.15 [‐0.46, 0.16] |
3.3 Presence of oral disease: aerobic Gram‐negative bacilli (AGNB) (3 months) | 2 | 126 | Risk Ratio (M‐H, Fixed, 95% CI) | 1.00 [0.71, 1.42] |
3.4 Presence of oral disease: AGNB (6 months) | 1 | 52 | Risk Ratio (M‐H, Fixed, 95% CI) | 0.80 [0.47, 1.38] |
3.5 Candida (3 months) | 1 | 52 | Risk Ratio (M‐H, Fixed, 95% CI) | 1.08 [0.61, 1.89] |
3.6 Candida (6 months) | 1 | 52 | Risk Ratio (M‐H, Fixed, 95% CI) | 1.17 [0.62, 2.20] |
3.7 Staphylococcus aureus | 2 | 119 | Risk Ratio (M‐H, Fixed, 95% CI) | 1.29 [0.57, 2.91] |
Characteristics of studies
Characteristics of included studies [ordered by study ID]
Study characteristics | ||
Methods | Cluster RCT randomised at hospital level, Malaysia Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: all registered nurses caring for people with stroke were invited to take part; informed written consent Exclusion criteria: not reported OHC training group: 277 registered nurses General stroke care training group: 270 registered nurses Details of participants are shown in Table 5 | |
Interventions | OHC training
General stroke care training
| |
Outcomes | Outcomes: questionnaire on practice of providing oral hygiene care to people with stroke (contained 12 items specific to attitudes, subjective norm, perceived behaviour control and general intention to providing oral hygiene care related to Theory of Planned Behaviour), knowledge of OHC (assessed using 5 items related to dental plaque, gum bleeding, consequences of dental plaque, how to prevent gingivitis and how oral health affects general health) Data collection: baseline, 1 and 6 months postintervention | |
Funding | Authors declared no conflicts of interest. Study funded by The University of Hong Kong | |
Notes | Dropouts are detailed in Table 9 Statistical data included within the review meta‐analyses | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Quote: "Hospitals were first stratified by size into either large, medium, or small in terms of number of health care providers. From each stratified group, hospitals were block‐randomized in groups of 4 ('ABBA') by a computer‐generated randomization method." |
Allocation concealment (selection bias) | Low risk | Quote: "5 hospitals were assigned to the test group (277 registered nurses) and 5 hospitals were assigned to the control group (270 registered nurses). The allocation sequence was concealed from the investigator coordinating the trial (who had contact with the centers)." |
Blinding of participants and personnel (performance bias) All outcomes | Low risk | Quote: "Participants were also blind as to what groups they were assigned to, as both received a form of Web‐based CPD." |
Blinding of outcome assessment (detection bias) All outcomes | Low risk | Quote: "the assessor was 'blind' as to what group participants had been assigned." |
Incomplete outcome data (attrition bias) All outcomes | High risk | Comment; high attrition rate (82/277 in OHC training group and 92/270 in general stroke care training group). Total dropouts accounted for (quote: "loss to follow‐up was because nurses were transferred to other wards or hospitals"). However, dropouts were only reported in CONSORT diagram as loss to follow‐up, so unclear when participants dropped out (month 1 or 6). Study authors reported that ITT analysis employed but not all participants appeared to be included in the final analyses. |
Selective reporting (reporting bias) | Low risk | Comment: all prespecified outcomes reported. |
Baseline data comparable? | Unclear risk | Comment: insufficient information. Unable to compare baseline demographics for healthcare provider and environmental characteristics as data were combined. Quote: "no significant difference between the response rate among those in the test and control groups." |
A priori power calculation | Low risk | Comment: yes Quote: "With the assumption that this practice is at 50% and that it will not change without education intervention, whereas there will be a 25% improvement in practices following CAL intervention (i.e. 63% of nurses will practice oral care in rehabilitation). Then a proposed sample size of 247 in each group is required with sample power at 80%. Allowing for nonparticipation and a dropout rate of ~20%, thus it was prudent to attempt to recruit over 600 nurses (300 per group) in total to test the hypothesis." |
Other bias | Unclear risk | Comment: limited information supplied about how long each group were exposed to the intervention (i.e. how frequently they used the programme and total duration). |
Study characteristics | ||
Methods | Parallel RCT randomised at individual level, Malaysia Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: hospitalised people with stroke managed by a stroke rehabilitation team (mBI < 70), able to follow instructions, medically stable, not receiving antibiotics or antimicrobial agents and were not edentulous Exclusion criteria: not reported Intense method group: 38 participants Conventional method group: 48 participants Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC intervention
| |
Outcomes | Primary outcomes: Dental Plaque Index assessed using Silness and Loe Plaque Index (Silness 1964) Secondary outcomes: presence and type of dental prosthesis, mBI Data collection: baseline, 3 and 6 months postintervention | |
Funding | Study authors declared no conflicts of interest. Study funded by The University of Hong Kong | |
Notes | Dropouts are detailed in Table 9 Statistical data included within the review meta‐analyses | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Comment: participants were block randomised into 2 groups, in a group size of 2 (ABBA) Quote: "Computer‐generated randomisation sequences were used for the random allocation of the patients, and this was performed by the head of the research team." |
Allocation concealment (selection bias) | Unclear risk | Comment: insufficient information |
Blinding of participants and personnel (performance bias) All outcomes | High risk | Comment: reported as a "single‐blinded study." Oral hygiene kits were prepared by a dental assistant who was not involved in oral health assessments and sample collections. Each oral hygiene kit was placed in the same type of packaging, colour coded and was not transparent. However, participants must have been aware of difference in toothbrushes (manual vs powered), and the application of gel (or not). |
Blinding of outcome assessment (detection bias) All outcomes | Low risk | Quote: "Patient's allocation was kept anonymous from the examiner." "One examiner was involved in the assessment of all patients at the three‐time points. The examiner was trained on the oral assessment by the head of the research team and functional assessments (mBI) by a rehabilitation physician before commencing with the study." |
Incomplete outcome data (attrition bias) All outcomes | High risk | Comment: dropouts accounted for but high attrition rate (37%) across the trial (13/38 in intensive group; 19/48 in conventional group) at 6 months. ITT not employed. |
Selective reporting (reporting bias) | Low risk | Comment: all prespecified outcomes reported. |
Baseline data comparable? | Low risk | Quote: "No significant differences between test and control groups." |
A priori power calculation | Low risk | Yes. Quote: "The primary outcome was the changes in the dental plaque score [PI scores]. A sample size of 23 subjects per group was calculated based on the detection of a clinically meaningful PI change score of 0.55 an anticipated SD of 0.642 and 80% power. To allow for potential dropout rates of 40%; at least 38 patients per group were required." |
Other bias | Low risk | None identified. |
Study characteristics | ||
Methods | RCT randomised at individual level, USA Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: aged ≥ 18 years, able to communicate in English and give informed consent, primary diagnosis of a stroke within 30 days of admission to the rehabilitation unit, admitted directly from an acute care facility, oral or pharyngeal dysphasia identified by a bedside swallow examination by speech and language therapist, modified barium swallow or fibreoptic endoscopic evaluation of swallowing Exclusion criteria: current comorbid diagnoses of pneumonia, known infection of oral cavity or receiving therapy for infection of oral cavity (or both), documented history of a haematological disorder, medically restricted fluid intake, allergy to Listerine or other study products, currently wearing dentures, pregnant or nursing mothers, history of MRSA infection or colonisation Enhanced oral care group: 29 participants Routine oral care group: 22 participants Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC intervention
| |
Outcomes | Outcomes: nasal and oropharyngeal cultures; R‐THROAT assessment; MASA; FOIS Data collection: baseline (time 1), study day 5 (time 2), and following completion of 10‐day protocol (time 3). FOIS assessed on days 2 and 10 | |
Funding | Conflicts of interest: not reported. Study funded by Sigma Theta Tau International and the Rehabilitation Nurses Foundation | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses unavailable | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Comment: computer‐generated randomised table. |
Allocation concealment (selection bias) | Low risk | Comment: sealed envelope determining study group. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Quote: "subjects in the intervention group received an 'oral care box' which contained supplies required for the intervention oral care intervention. This box was placed out of view of the speech and language therapists. All staff members were made aware of the patient's inclusion in the study with a sign over the bed." Comment: the initial training provided to all nursing staff and patient care assistants who worked on the unit provided details of the study and included the importance of the blinded oral assessments done by the speech and language therapists |
Blinding of outcome assessment (detection bias) All outcomes | Low risk | Comment: oral cavity assessments (R‐THROAT) and MASA were obtained by 2 blinded speech and language therapists |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: dropouts accounted for. High attrition rate for the enhanced group (8 participants) compared with routine group (1 participant). ITT analysis employed. |
Selective reporting (reporting bias) | Low risk | Comment; all prespecified outcomes reported. |
Baseline data comparable? | High risk | Quote: "No significant in patient characteristics (age, gender and race) or swallowing ability. However the control group had a significantly higher baseline R‐THROAT score and the intervention group had a higher baseline incidence of positive S.aureus cultures." |
A priori power calculation | Low risk | Yes. Quote: "Sample size based on a 22 point difference in MASA test. To obtain 70% power for a 2‐sample t‐test, 21 subjects were needed for each group." |
Other bias | Low risk | Comment: none identified. |
Study characteristics | ||
Methods | RCT randomised at individual level, Hong Kong Special Administrative Region of the People's Republic of China Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: admitted to outpatient rehabilitation programme within 6 months; had moderate‐to‐severe functional disability – BI scores < 70; not edentulous; no more than mild cognitive impairment (i.e.) Mini Mental Status Examination > 18; able to follow a 1‐step command (as an assessment of communication); no indwelling nasogastric feeding tubes Exclusion criteria: none reported Advanced oral hygiene care group: 47 participants Conventional oral hygiene care group: 47 participants Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC Intervention
| |
Outcomes | Primary outcomes: oral hygiene status as assessed by Dental Plaque Index (Silness 1964), and Gingival Bleeding Index (Ainamo 1975) Secondary outcomes: oral hygiene status and gingival bleeding at 6 months, dental caries experience, periodontal health, oral mucosa conditions, dental prosthesis status, adverse effects of chlorhexidine Data collection: baseline, 3‐ and 6‐month follow‐up | |
Funding | Study authors declared no conflicts of interest. Study funded by General Research Fund, Hong Kong (Project no. 774012) | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses were not available | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Quote: computer generated "block randomized with a group size of 4 (ABBA)." |
Allocation concealment (selection bias) | Low risk | Quote: "The randomized sequence was computer generated by the project supervisor. The allocation sequence number of each subject was concealed in an opaque envelope and provided to a nurse at the rehabilitation centre who was independent of the research team." |
Blinding of participants and personnel (performance bias) All outcomes | High risk | Comment: single‐blind study. Participants were aware of their treatment |
Blinding of outcome assessment (detection bias) All outcomes | Low risk | Quote: "Assessors were blind to which group subjects were assigned to." |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: dropouts accounted for. High attrition rate for the conventional care group. Quote: "no significant difference in the profile and oral health status of participants with respect to participation and drop‐out at 3‐month assessment were apparent (Table A and B in Appendix II [of the publication]). No significant difference in the profile and oral health status of participants with respect to participation and drop‐out at 6‐month assessment were apparent except reported dental attendance pattern and brushing habits (p < 0.01) (Table C and D in Appendix II [of the publication]). ITT not employed but it was reported that when conducting regression analysis, the method Last Observation Carried Forward (LOCF) was employed to deal with missing outcomes at follow‐up reviews." |
Selective reporting (reporting bias) | Low risk | Comment: all prespecified outcomes reported. |
Baseline data comparable? | Low risk | Quote: "At baseline there was no significant difference in the profile of subjects" [between the enhanced and conventional care groups (Table E in Appendix II in the publication)] |
A priori power calculation | Low risk | Yes. Quote: "Sample size was calculated based on intended ability to detect a significant difference in the primary outcome variable – the level of dental plaque between two groups at three‐month review … the number of study subjects would require 38 per group, based on 80% power and the statistical significance level set at 0.05. Anticipating a 20% dropout rate over the course of the clinical trial, the initial sample size for each treatment group was proposed as 47 patients per group (94 subjects in total)." |
Other bias | Low risk | None identified. |
Study characteristics | ||
Methods | RCT randomised at individual level, USA Study recruitment and setting details: see Table 4 | |
Participants | 345 (but completed data only available on 200) Inclusion criteria: admissions to intensive care unit, mechanically ventilated, intubated in hospital for < 24 hours, no previous diagnosis of pneumonia Exclusion criteria: people with prior tracheostomies, aged < 18 years, people with AIDS secondary to immunocompromised systems, people who were edentulous OHC group: number of participants not reported Usual care group: number of participants not reported Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC Intervention
Control
| |
Outcomes | Primary outcome: VAP (Table 8 for diagnostic criteria) Secondary outcome: nurse‐completed patient worksheets Data collection: worksheets documented after each oral care session | |
Funding | Conflicts of interest: not reported. Funding: not reported | |
Notes | Unable to obtain additional unpublished information from authors. RCT terminated early when the OHC group had a VAP rate of 0% over 1000 ventilator days, which was sustained for 6‐months (while there were 4 VAPs over 6 months in usual care group) Outcome measures reported prevent inclusion within a meta‐analysis | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Comment: randomisation assisted by the clinical nursing research programme of Summa Health Systems and the Biostatistics Department of North Eastern Ohio Universities Colleges of Medicine and Pharmacy. |
Allocation concealment (selection bias) | Unclear risk | Comment: sequentially numbered envelopes (unclear whether they were opaque) containing the randomised worksheets. Envelopes were taken in sequence. |
Blinding of participants and personnel (performance bias) All outcomes | High risk | Comment: nurses carrying out the OHC interventions were not blinded. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Comment: VAP was collected by infection control nurse who may have been blinded. |
Incomplete outcome data (attrition bias) All outcomes | High risk | Comment: 345 participants but completed data only available for 200. ITT analysis not performed. |
Selective reporting (reporting bias) | High risk | Comment: > 4000 ventilator days but authors reported only adequate documentation for 1850 days. Few details reported in publication (e.g. information on baseline groups, numbers randomised to each intervention, other outcome measures collected were unreported). |
Baseline data comparable? | Unclear risk | Comment: no information given to judge comparability of groups. |
A priori power calculation | Low risk | Comment: yes, sample size calculation was performed requiring a sample of 200 ventilator‐dependent participants or 2000 ventilator days. |
Other bias | High risk | Comment: trial terminated early. |
Study characteristics | ||
Methods | Cluster RCT randomised at nursing home level, UK Study recruitment and setting details: see Table 4 | |
Participants | 22 nursing homes (with 20–40 beds), 369 carers employed in the nursing homes Inclusion criteria: residents who wore dentures or had ≥ 1 natural teeth or both, and whose general health permitted oral examination Exclusion criteria: significant cognitive impairment Workplace OHC training session group: 9 nursing homes; 72 residents (from 151 non‐stroke specific residents) Usual care group: 11 nursing homes; 40 residents (from 144 non‐stroke specific residents) Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC Intervention
Usual care
| |
Outcomes | Primary outcomes: dental plaque (Simplified Oral Hygiene Index), denture plaque (0–4 scale), denture‐induced stomatitis (0–3 scale), dental plaque (0–3 scale), gingivitis (0–2 scale), carers' oral health knowledge (26 questions), carers' attitudes (25 statements rated on 0‐ to 5‐point scale) Secondary outcomes: calculus on buccal and lingual surfaces (present/absent), root caries (present/absent), tooth mobility (present/absent) Data collection: questionnaires were administered at baseline, 1 and 6 months | |
Funding | Conflicts of interest: not reported. Study funded by the NHS Executive South West, Research and Development Directorate | |
Notes | Dropouts are detailed in Table 9 Note: availability of residents varied over the duration of the trial (baseline: 55 residents; 1 month after training: 57 residents; 6 months after training: 53 residents) Data included in the review reflected the knowledge and attitude of all care assistants employed within the nursing homes at the data collection points including those that started their employment after the training intervention. Thus, the impact of a training intervention delivered in a care setting with a characteristically high rate of staff turnover was reflected in the results. Not all available care assistants chose to participate in the training or to return a completed questionnaire (baseline = 80.5%; 1 month after training = 81.1%; 6 months after training = 77.2%). The number of care assistants employed varied (baseline: 369 assistants; 1 month after training: 322 assistants; 6 months after training: 289 assistants) Statistical data included within the review meta‐analyses | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Comment: 1 researcher was not involved in the intervention or data collection allocated the 22 nursing homes using block randomisation (block size 4) to either a workplace OHC training session group or a usual care group using a table of random numbers. |
Allocation concealment (selection bias) | Low risk | Comment: allocation codes were passed directly to the health promoter delivering the training programme and the participating homes were asked to conceal their allocation from the data collector. |
Blinding of participants and personnel (performance bias) All outcomes | High risk | Comment: self‐administered questionnaires so carers were aware of allocation. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Quote: "Health promoter visited control and intervention group homes at the outset of the trial to explain when the training sessions would take place, and to ask staff to conceal their group allocation from the investigator conducting follow‐up assessments." |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: partial, ITT analysis – analysis of carer measures was repeated on data from all carers working at each measurement time point. This allowed assessment of whether including carers that had not been present at the time of the initial intervention impacted upon the findings. Analysis of patient data was based only on individuals who were resident within the nursing homes at both baseline and follow‐up time point. |
Selective reporting (reporting bias) | Unclear risk | Comment: some indication of completeness of follow‐up except for the dental plaque measure where some teeth could not be scored. |
Baseline data comparable? | Low risk | Comment: baseline groups comparable (age, dental status, oral health status); some differences (gender, mobility, last seen by dentist). |
A priori power calculation | Low risk | Comment: yes; sample size calculations were conducted a priori for both carers and patients. |
Other bias | Unclear risk | Comment: details of inter‐ or intrarater reliability were not reported. |
Study characteristics | ||
Methods | RCT randomised at individual level, UK Study recruitment and setting details: see Table 4 | |
Participants | Inclusions: within 24 hours of admission, first acute stroke Exclusions: receiving antibiotic or steroid medication (including inhaled steroids), prior stroke OHC gel group: 103 participants Placebo gel group: 100 participants Details of participants are shown in Table 5 | |
Interventions | OHC gel (colistin, polymyxin, amphotericin B)
Placebo gel
| |
Outcomes | Outcomes: colonisation by AGNB; carriage of AGNB on ≥ 2 consecutive samples; septicaemia or respiratory tract infections (or both) during hospital stay; pneumonia; BI; Scandinavian Stroke Scale; administration of antibiotics Data collection: oral swabs obtained at baseline, and 3 days/week for 3 weeks; BI and Scandinavian Stroke Scale measured at baseline, days 8 and 15 of hospital stay; clinical signs and symptoms of pneumonia and antibiotics prescribed were obtained from case notes | |
Funding | 1 study author (AEW) was employed as a research nurse by the funding body. Authors declared that they had no conflicts of interest. Study funded by Northwest Zonal Research and Development | |
Notes | Dropouts are detailed in Table 9 Statistical data included within the review meta‐analyses | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Comment: computer‐generated random numbers. |
Allocation concealment (selection bias) | Low risk | Comment: research pharmacist conducted randomisation remotely. |
Blinding of participants and personnel (performance bias) All outcomes | Low risk | Comment: double‐blind study. |
Blinding of outcome assessment (detection bias) All outcomes | Low risk | Comment: double‐blind study. |
Incomplete outcome data (attrition bias) All outcomes | High risk | Comment: dropouts not fully accounted for. 20 participants died, but 19 participants withdrew. No explanation for the 19 withdrawals. ITT analysis not employed. |
Selective reporting (reporting bias) | High risk | Comment: of 203 participants included at baseline, data only on 164 remaining in study at follow‐up. BI (on days 8 and 15 of hospital stay) and Scandinavian Stroke Scale (on days 8 and 15 of hospital stay) unreported. |
Baseline data comparable? | Low risk | Comment: groups comparable (gender, age, discharge destination). |
A priori power calculation | Unclear risk | Comment: not reported. |
Other bias | Low risk | Comment: none identified. |
Study characteristics | ||
Methods | Cluster‐RCT randomised at nursing home level, USA Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: long‐term care residents aged > 65 years, resided at the nursing home for ≥ 1 month, at least 1 of 2 modifiable risk factors for pneumonia (impaired oral hygiene, swallowing difficulty) Exclusion criteria: housing for short‐term rehabilitation, presence of a gastric or jejunostomy tube, presence of a tracheostomy, life expectancy < 3 months, current use of chlorhexidene, pneumonia within the previous 6 weeks, previous enrolment in the study, unwillingness to give informed consent, non‐English speaking, inappropriateness for the study in opinion of nursing home administration Multi‐component OHC group: 18 homes allocated (434 participants; of whom 100 had a stroke) Usual care group: 18 homes allocated (400 participants; of whom 92 had a stroke) Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Usual care
| |
Outcomes | Primary outcomes: radiographically documented pneumonia (Table 8) Secondary outcomes: development of a first lower respiratory tract infection; adherence to chlorhexidine (compared expected vs actual chlorhexidine volume expenditure), oral brushing adherence (compared expected vs actual residual toothpaste tube weight), upright feeding positioning adherence was evaluated qualitatively once per month Data collection: baseline and participants were followed for up to 2.5 years for development of primary outcome | |
Funding | Study authors declared no conflicts of interest. Study funded by the National Institutes of Health, the National Institute on Aging (NIA) (K23AG028691, R01AG030093 and P30AG021342) | |
Notes | Dropouts are detailed in Table 9 Statistical data not included within the review meta‐analyses Note: the number of stroke participants were reported but we were unable to access the outcome data specific to participants who had a stroke and so they were not included in the meta‐analyses | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Comment: nursing homes were stratified into 2 groups by number of minutes that nursing aides spent with residents per day, > 140 aide minutes were high stratum, < 140 minutes per day were low stratum. Homes were randomised within stratum using a permuted block design. |
Allocation concealment (selection bias) | Unclear risk | Comment: insufficient information. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: insufficient information. |
Blinding of outcome assessment (detection bias) All outcomes | Low risk | Comment: 2 investigators adjudicated all the outcomes, blinded to the randomisation status of the participants and the cumulative incidence during the trial. |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: dropouts accounted for. Missing outcome data balanced, with no significance differences for either outcome between the 2 groups. ITT employed. |
Selective reporting (reporting bias) | Low risk | Comment: all prespecified outcomes were reported. |
Baseline data comparable? | Low risk | Comment: no difference in age, sex, race or ethnicity, comorbidities, mental status, functional status except for 1 measure of behaviour (resists care). |
A priori power calculation | Low risk | Comment: yes; _target of 828 participants to detect a 25% reduction in pneumonia rate. |
Other bias | Unclear risk | Comment; the study was terminated for futility as the conditional power under observed treatment difference was nearly 0. |
Study characteristics | ||
Methods | RCT randomised at individual level, South Korea Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: first‐ever stroke, had ≥ 6 teeth and no sign of infection with any contagious pathogen Exclusion criteria: not reported OHC group: 29 participants Usual care group: 27 participants Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Usual care
| |
Outcomes | Outcomes: decayed missing and filled teeth index; Tooth Mobility Index; Loe and Silness Dental Plaque Index (Loe 1967); Gingival Index; clinical attachment loss; colonisation degree of Candida (under artificial lighting) Data collection: baseline (after stabilisation of vital signs following intensive care unit admission) and post‐treatment (before discharge: mean 2.2 weeks; range 1–5 weeks) | |
Funding | Study authors declared no financial conflicts of interest. Study funded by research grants from Yeung‐nam University (2010) | |
Notes | Dropouts are detailed in Table 9 Statistical data included within the review meta‐analyses | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Quote: "Patients were assigned randomly to two groups (intervention or control) matched with sex and age by a nurse who managed the Intensive Care Unit and was independently involved in this research." |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Comment: not reported. |
Incomplete outcome data (attrition bias) All outcomes | High risk | Comment: dropouts accounted for but high attrition rate for both groups (34 participants) reported in the first week after first oral examination. |
Selective reporting (reporting bias) | Low risk | Comment: all prespecified outcomes reported. |
Baseline data comparable? | Low risk | Comment: groups were comparable for demographic and disease characteristics. More participants in the multi‐component OHC intervention 45‐ to 54‐year age group compared with usual care group. This was not significant across the entire age range. |
A priori power calculation | Unclear risk | Comment: not reported. |
Other bias | High risk | Quote: "Complete randomisation was not performed throughout the entire process of the research." Comment: no other details reported. |
Study characteristics | ||
Methods | RCT randomised at individual level, Japan Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: not reported Exclusion criteria: receiving antibiotic or steroid therapy within 1 month before start of study Sample size: quote: "60 participants randomly divided" Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC intervention
| |
Outcomes | Outcomes: total number of anaerobic bacteria on the tongue surface, tongue coating index, moisture level of the tongue surface Data collection: baseline, weeks 1 and 2 | |
Funding | Study authors declared no conflicts of interest. Study funded by Research Funding for Longesvity Sciences (25‐7) from the National Center for Geriatrics and Gerontology, Japan | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses unavailable | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Quote: "… randomly divided into four groups according to the methods used to clean the teeth and tongue." |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Quote: "Measurements were carried out by one dentist who was excluded from carrying out the oral cleaning." Comment: insufficient information. |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: no CONSORT diagram, no dropouts reported. |
Selective reporting (reporting bias) | High risk | Comment: sample size for each group not reported and limited statistical information presented for each outcome measure. |
Baseline data comparable? | Unclear risk | Comment: study authors reported no significant difference between groups on outcome measures at baseline; however, no baseline demographics reported so unable to judge whether the groups were comparable. |
A priori power calculation | Unclear risk | Comment: not reported. |
Other bias | Unclear risk | Comment: limited data reported in the study. |
Study characteristics | ||
Methods | RCT randomised at individual level, Japan Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: not reported Exclusion criteria: receiving antibiotic or steroid therapy within 1 month before start of study Sample size: quote: "60 participants randomly divided." Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC intervention
| |
Outcomes | Outcomes: total number of anaerobic bacteria on the tongue surface, tongue coating index, moisture level of the tongue surface Data collection: baseline, week 1 and 2 | |
Funding | Study authors declared no conflicts of interest. Study funded by Research Funding for Longesvity Sciences (25‐7) from the National Center for Geriatrics and Gerontology, Japan | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses unavailable | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Quote: "… randomly divided into four groups according to the methods used to clean the teeth and tongue." |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Quote: "measurements were carried out by one dentist who was excluded from carrying out the oral cleaning." Comment: insufficient information. |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: no CONSORT diagram, no dropouts reported. |
Selective reporting (reporting bias) | High risk | Comment: sample size for each group not reported and limited statistical information presented for each outcome measure. |
Baseline data comparable? | Unclear risk | Comment: study authors reported no significant difference between groups on outcome measures at baseline; however, no baseline demographics reported so unable to judge whether the groups were comparable. |
A priori power calculation | Unclear risk | Comment: not reported. |
Other bias | Unclear risk | Comment: limited data reported in the study. |
Study characteristics | ||
Methods | RCT randomised at individual level, Japan Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: not reported Exclusion criteria: receiving antibiotic or steroid therapy within 1 month before start of study Sample size: not reported for each group (quote: "60 participants randomly divided") Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC intervention
| |
Outcomes | Outcomes: total number of anaerobic bacteria on the tongue surface, tongue coating index, moisture level of the tongue surface Data collection: baseline, week 1 and 2 | |
Funding | Study authors declared no conflicts of interest. Study funded by Research Funding for Longesvity Sciences (25‐7) from the National Center for Geriatrics and Gerontology, Japan | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses unavailable | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Quote: "randomly divided into four groups according to the methods used to clean the teeth and tongue." |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Quote: "measurements were carried out by one dentist who was excluded from carrying out the oral cleaning." Comment: insufficient information. |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: no CONSORT diagram, no dropouts reported. |
Selective reporting (reporting bias) | High risk | Comment: sample size for each group not reported and limited statistical information presented for each outcome measure. |
Baseline data comparable? | Unclear risk | Comment: study authors reported no significant difference between groups on outcome measures at baseline; however, no baseline demographics reported so unable to judge whether the groups were comparable. |
A priori power calculation | Unclear risk | Comment: not reported. |
Other bias | Unclear risk | Comment: limited data reported in the study. |
Study characteristics | ||
Methods | RCT randomised at individual level, Japan Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: not reported Exclusion criteria: receiving antibiotic or steroid therapy within 1 month before start of study Sample size: quote: "60 participants randomly divided." Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC Intervention
| |
Outcomes | Outcomes: total number of anaerobic bacteria on the tongue surface, tongue coating index, moisture level of the tongue surface Data collection: baseline, week 1 and 2 | |
Funding | Study authors declared no conflicts of interest. Study funded by Research Funding for Longesvity Sciences (25‐7) from the National Center for Geriatrics and Gerontology, Japan | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses unavailable | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Quote: "randomly divided into four groups according to the methods used to clean the teeth and tongue." |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Quote: "measurements were carried out by one dentist who was excluded from carrying out the oral cleaning." Comment: insufficient information. |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: no CONSORT diagram, no dropouts reported. |
Selective reporting (reporting bias) | High risk | Comment: sample size for each group not reported and limited statistical information presented for each outcome measure. |
Baseline data comparable? | Unclear risk | Comment: study authors reported no significant difference between groups on outcome measures at baseline; however, no baseline demographics reported so unable to judge whether the groups were comparable. |
A priori power calculation | Unclear risk | Comment: not reported. |
Other bias | Unclear risk | Comment: limited data reported in the study. |
Study characteristics | ||
Methods | RCT randomised at individual level, Japan Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: not reported Exclusion criteria: receiving antibiotic or steroid therapy within 1 month before start of study Sample size: quote: "60 participants randomly divided." Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC intervention
| |
Outcomes | Outcomes: total number of anaerobic bacteria on the tongue surface, tongue coating index, moisture level of the tongue surface Data collection: baseline, week 1, and week 2 | |
Funding | Study authors declared no conflicts of interest. Study funded by Research Funding for Longesvity Sciences (25‐7) from the National Center for Geriatrics and Gerontology, Japan | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses unavailable | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Quote: "randomly divided into four groups according to the methods used to clean the teeth and tongue." |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Quote: "measurements were carried out by one dentist who was excluded from carrying out the oral cleaning." Comment: insufficient information. |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: no CONSORT diagram, no dropouts reported. |
Selective reporting (reporting bias) | High risk | Comment: sample size for each group not reported and limited statistical information presented for each outcome measure. |
Baseline data comparable? | Unclear risk | Comment: authors reported no significant difference between groups on outcome measures at baseline; however, no baseline demographics reported so unable to judge whether the groups were comparable. |
A priori power calculation | Unclear risk | Comment: not reported. |
Other bias | Unclear risk | Comment: limited data reported in the study. |
Study characteristics | ||
Methods | RCT randomised at individual level, Japan Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: not reported Exclusion criteria: receiving antibiotic or steroid therapy within 1 month before start of study Sample size: quote: "60 participants randomly divided." Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC intervention
| |
Outcomes | Outcomes: total number of anaerobic bacteria on the tongue surface, tongue coating index, moisture level of the tongue surface Data collection: baseline, week 1 and 2 | |
Funding | Study authors declared no conflicts of interest. Study funded by Research Funding for Longesvity Sciences (25‐7) from the National Center for Geriatrics and Gerontology, Japan | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses unavailable | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Quote: "randomly divided into four groups according to the methods used to clean the teeth and tongue." |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Quote: "measurements were carried out by one dentist who was excluded from carrying out the oral cleaning." Comment: insufficient information. |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: no CONSORT diagram, no dropouts reported. |
Selective reporting (reporting bias) | High risk | Comment: sample size for each group not reported and limited statistical information presented for each outcome measure. |
Baseline data comparable? | Unclear risk | Comment: study authors reported no significant difference between groups on outcome measures at baseline; however, no baseline demographics reported so unable to judge whether the groups were comparable. |
A priori power calculation | Unclear risk | Comment: not reported. |
Other bias | Unclear risk | Comment: limited data reported in the study. |
Study characteristics | ||
Methods | RCT randomised at individual level, Taiwan Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: carers were eligible if their family member had experienced a stroke (ICD‐9 430–438), BI < 60, not able to 'intake oral,' actively caring for their stroke survivor (for ≥ 8 hours per day), able to communicate in Mandarin or Taiwanese Exclusion criteria: carers were excluded if their family member who had experienced stroke also had a confirmed diagnosis of pulmonary infection or a diagnosis of oral or tongue pathology, or if they were unable to open their mouth OHC group: 50 participants Usual care group: 50 participants Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC Intervention
Usual care
| |
Outcomes | Outcomes: Knowledge of Oral Care questionnaire, Attitudes towards oral care questionnaire, Family caregiver self‐efficacy of Oral care questionnaire, Behaviour of Oral Care questionnaire Data collection: baseline, month 1 and 2 of the intervention period | |
Funding | Study authors declared no conflicts of interest. There was no external funding for this study | |
Notes | Dropouts are detailed in Table 9 Statistical data included within the review meta‐analyses Family carers in the control group were given the home‐based OHC protocol after the 2‐month intervention period | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Comment: computer‐generated random number table. |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported although outcomes were self‐reported questionnaires. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Comment: not reported. |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: dropouts accounted for; ITT not employed. |
Selective reporting (reporting bias) | Low risk | Comment: all prespecified outcomes reported. |
Baseline data comparable? | Low risk | Quote: "Baseline characteristics (gender, education, family relationship, daily care time and age) were similar between the two groups." |
A priori power calculation | Low risk | Yes. Quote: "Sample estimates were based on Cohen's (31) suggested criteria for comparing the means of two groups. With a power of 0.8 and a = 0.05, a sample size of 26 family caregivers was required. Applying an estimated dropout rate of 25%, each group required 33 family caregivers. Further, the mortality rate for severe stroke survivors with home health care was also considered. Finally, the sample size was estimated based on three data collection times, and thus, we estimated the sample size as 50." |
Other bias | Low risk | Comment: none identified. |
Study characteristics | ||
Methods | RCT randomised at individual level, Hong Kong, People's Republic of China Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: aged ≥ 50 years, stroke, BI < 70, and admitted to rehabilitation unit within 7 days Exclusion criteria: edentulous, presented with communication difficulties (unable to follow a 1‐step command) or severe cognitive impairment (Mini Mental Status Examination ≤ 9) or indwelling nasogastric feeding tube Oral hygiene instruction, mouthrinse and assisted brushing group: 25 participants Oral hygiene instruction and chlorhexidine mouthrinse group: 26 participants Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC intervention
| |
Outcomes | Outcomes: Dental Plaque Index, Gingival Bleeding Index, BI, swallowing disability (Royal Brisbane Hospital Outcome Measure for Swallowing), treatment satisfaction Data collection: baseline and 3 weeks (before hospital discharge) | |
Funding | Study authors declared no conflicts of interest. Study funded by the Committee of Research and Conference Grants of the University of Hong Kong | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses unavailable | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Comment: allocated randomly using block randomisation by a research assistant. |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Comment: described as 'single‐blind' but insufficient information available to make a judgement. |
Incomplete outcome data (attrition bias) All outcomes | High risk | Comment; high attrition rate (20.5%) but dropouts accounted for and balanced across groups. ITT not employed and unclear how missing data were dealt with in the analysis. |
Selective reporting (reporting bias) | Unclear risk | Comment: although prespecified outcomes were reported, data were reported in Table 4 of the publication but it was unclear whether the data were mean/median (and IQR). Clarification required. |
Baseline data comparable? | Low risk | Quote: "No significant differences between groups (P > .05) were noted at baseline with regards to demographic, oral health‐related behaviours, or medications taken." |
A priori power calculation | Low risk | Yes. Quote: "initial sample size was based on a Plaque index change score SD of 0.21 ± 0.40, documented in a previous observational study and set at 40 patients per group in order to detect a difference of 0.3 in plaque change scores within and between groups, and account for (1) a 5% statistical significance level, (2) a power of 80%, and (3) an anticipated 10% dropout rate." |
Other bias | High risk | Quote: "At the time of baseline assessment, over two‐thirds (67.9%) of the patients reported not to have a regular daily brushing habit (i.e. at least once a day)." Comment: insufficient power – minimum sample size was not achieved. |
Study characteristics | ||
Methods | RCT randomised at individual level, Hong Kong, People's Republic of China Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: aged ≥ 50 years, stroke, BI < 70, and admitted to rehabilitation unit within 7 days Exclusion criteria: edentulous, presented with communication difficulties (unable to follow a 1‐step command) or severe cognitive impairment (MMSE ≤ 9) or indwelling nasogastric feeding tube Oral hygiene instruction, mouthrinse and assisted brushing group: 25 participants Oral hygiene instruction group: 30 participants Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC intervention
| |
Outcomes | Outcomes: Dental Plaque Index, Gingival Bleeding Index, BI, swallowing disability (Royal Brisbane Hospital Outcome Measure for Swallowing), treatment satisfaction Data collection: baseline and 3 weeks (before hospital discharge) | |
Funding | Study authors declared no conflicts of interest. Study funded by the Committee of Research and Conference Grants of the University of Hong Kong | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses unavailable | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Comment: allocated randomly using block randomisation by a research assistant. |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Comment: described as 'single‐blind' but insufficient information available to make a judgement. |
Incomplete outcome data (attrition bias) All outcomes | High risk | Comment: high attrition rate (20.5%) but dropouts accounted for and balanced across groups. ITT not employed and unclear how missing data were dealt with in the analysis. |
Selective reporting (reporting bias) | Unclear risk | Comment: although prespecified outcomes were reported, data were reported in Table 4 of the publication but it was unclear whether the data were mean/median (and IQR). Clarification required. |
Baseline data comparable? | Low risk | Quote: "No significant differences between groups (P > .05) were noted at baseline with regards to demographic, oral health‐related behaviours, or medications taken." |
A priori power calculation | Low risk | Yes. Quote: "initial sample size was based on a Plaque index change score SD of 0.21 ± 0.40, documented in a previous observational study and set at 40 patients per group in order to detect a difference of 0.3 in plaque change scores within and between groups, and account for (1) a 5% statistical significance level, (2) a power of 80%, and (3) an anticipated 10% dropout rate." |
Other bias | High risk | Comment: insufficient power – minimum sample size was not achieved. Quote: "At the time of baseline assessment, over two thirds (67.9%) of the patients reported not to have a regular daily brushing habit (i.e., at least once a day)." |
Study characteristics | ||
Methods | RCT randomised at individual level, Hong Kong, People's Republic of China Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: aged ≥ 50 years, stroke, BI < 70, and admitted to rehabilitation unit with 7 days Exclusion criteria: edentulous, presented with communication difficulties (unable to follow a 1‐step command) or severe cognitive impairment (MMSE ≤ 9) or indwelling nasogastric feeding tube Oral hygiene instruction and chlorhexidine mouthrinse group: 26 participants Oral hygiene instruction group: 30 participants Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Multi‐component OHC intervention
| |
Outcomes | Outcomes: Dental Plaque Index, Gingival Bleeding Index, BI, swallowing disability (Royal Brisbane Hospital Outcome Measure for Swallowing), treatment satisfaction Data collection: baseline and 3 weeks (before hospital discharge) | |
Funding | Study authors declared no conflicts of interest. Study funded by the Committee of Research and Conference Grants of the University of Hong Kong | |
Notes | Dropouts are detailed in Table 9 Suitable statistical data permitting inclusion within the review meta‐analyses unavailable | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Comment: allocated randomly using block randomisation by a research assistant. |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Unclear risk | Comment: not reported. |
Blinding of outcome assessment (detection bias) All outcomes | Unclear risk | Comment: described as 'single‐blind' but insufficient information available to make a judgement. |
Incomplete outcome data (attrition bias) All outcomes | High risk | Comment: high attrition rate (20.5%) but dropouts accounted for and balanced across groups. ITT not employed and not clear how missing data were dealt with in the analysis. |
Selective reporting (reporting bias) | Unclear risk | Comment: although prespecified outcomes were reported, data were reported in Table 4 of the publication but it was unclear whether the data were mean/median (and IQR). Clarification required. |
Baseline data comparable? | Low risk | Quote: "No significant differences between groups (P > .05) were noted at baseline with regards to demographic, oral health‐related behaviours, or medications taken." |
A priori power calculation | Low risk | Yes. Quote: "initial sample size was based on a Plaque index change score SD of 0.21 ± 0.40, documented in a previous observational study and set at 40 patients per group in order to detect a difference of 0.3 in plaque change scores within and between groups, and account for (1) a 5% statistical significance level, (2) a power of 80%, and (3) an anticipated 10% dropout rate." |
Other bias | High risk | Comment: insufficient power – minimum sample size was not achieved. Quote: "At the time of baseline assessment, over two thirds (67.9%) of the patients reported not to have a regular daily brushing habit (i.e., at least once a day)." |
Study characteristics | ||
Methods | RCT randomised at individual level, South Korea Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: unclear Exclusion criteria: unclear Saengmaeg‐san extract group: 12 participants Placebo group: 12 participants Details of participants are shown in Table 5 | |
Interventions | Saengmaeg‐san extract
Placebo
| |
Outcomes | Outcomes: visual analogue scale to evaluate subjective oral dryness (dry in night/morning, dry in daytime, dry while eating a meal, hard to swallow food, lack of saliva, general discomfort) Data collection: baseline and follow‐up (1 week later) | |
Funding | Paper in Korean – translation unavailable so we were unable to determine whether there were any potential conflicts of interest or how the study was funded | |
Notes | Dropouts are detailed in Table 9 Statistical data included within the review meta‐analyses | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Unclear risk | Comment: no details available at present ("randomised") – translation unavailable. |
Allocation concealment (selection bias) | Unclear risk | Comment: no details available at present – translation unavailable. |
Blinding of participants and personnel (performance bias) All outcomes | Low risk | Comment: reported as 'double‐blind' but no other details available at present – translation unavailable. |
Blinding of outcome assessment (detection bias) All outcomes | Low risk | Comment: reported as 'double‐blind' but no other details available – translation unavailable. |
Incomplete outcome data (attrition bias) All outcomes | Unclear risk | Comment: dropouts accounted for, ITT not employed. |
Selective reporting (reporting bias) | Unclear risk | Comment: all prespecified outcomes reported. |
Baseline data comparable? | Unclear risk | Comment: no details available at present – translation unavailable. |
A priori power calculation | Unclear risk | Comment: no details available at present – translation unavailable. |
Other bias | Unclear risk | Comment: no details available at present – translation unavailable. |
Study characteristics | ||
Methods | RCT randomised at individual level, France Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: aged ≥ 18 years with closed traumatic brain injury (with Glasgow Coma Scale ≤ 8), mechanically ventilated ≥ 48 hours. People with cerebral haemorrhage were included 4 months after recruitment started Exclusion criteria: people in whom oral care procedure could not be performed within the 12 hours after endotracheal intubation or had tetraplegia (or both), facial trauma, pulmonary contusion involving > 1 lobe, aspiration pneumonia, current curative antimicrobial therapy, known allergy to povidone‐iodine and pregnancy Povidone‐iodine group: 91 participants Placebo group: 88 participants Details of participants are shown in Table 5 | |
Interventions | Oropharyngeal care with povidone‐iodine
Oropharyngeal care with placebo
| |
Outcomes | Primary outcomes: rate of VAP Secondary outcomes: delay of first VAP occurrence (between admission and diagnosis), rate of early (≤ 7 days) and late (> 7 days) VAP, micro‐organisms involved, rates of ventilator ventilator‐associated tracheobronchitis and acute respiratory distress syndrome, and the number of ventilation‐free days, other nosocomial infections in intensive care unit, hospital and intensive care unit, length of stay, and 90‐day mortality were reported, tolerance of the oral procedure was also monitored Data collection: detailed above | |
Funding | 3 study authors declared a potential conflict of interest (Dr Veber is a board member for Lily and lectured for Baxter, and has received support for travel from Pfizer. Dr Asehnoune lectured for B‐Braun, Fresenius and Baxter. Dr Mimoz has received lecture and consultant fees from CareFusion, 3M Company and Ethicon) The remaining authors reported no conflicts of interest Study funded in part by a grant from the French Ministry of Health (2006, Programme Hospitalier de Recherche Clinique) | |
Notes | Dropouts are detailed in Table 9 4 months after the beginning of recruitment, the protocol was amended to include participants with cerebral haemorrhage, fulfilling the same eligibility criteria Stroke‐specific trial data was sent by the study authors Statistical data included within the review meta‐analyses | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Comment: centralised and performed by the pharmacy of the co‐ordinating centre, stratified by centre and by type of participants (trauma or cerebral haemorrhage), and equilibrated by blocks of 4. |
Allocation concealment (selection bias) | Unclear risk | Comment: not reported. |
Blinding of participants and personnel (performance bias) All outcomes | Low risk | Comment: placebo control and study reported as "double‐blind." |
Blinding of outcome assessment (detection bias) All outcomes | Low risk | Comment: 3 experienced physicians "blindly classified each patient as positive or negative for VAP or ventilator‐associated tracheobronchitis." |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: dropouts accounted for; ITT analysis not employed but missing outcome data balanced across groups. |
Selective reporting (reporting bias) | Low risk | Comment: all prespecified outcomes reported. |
Baseline data comparable? | Low risk | Comment: groups were comparable for demographic and disease characteristics. |
A priori power calculation | Low risk | Yes. Quote: " … calculated that a sample size of 146 patients (73 in each group) would be necessary to detect an absolute reduction of 25% with povidone‐iodine, with a type I error of 5% and a power of 95% in a one‐sided test. The protocol planned to enrol 10% more patients in order to take into account patients that could not be assessable because of death or mechanical ventilation withdrawal within 48 hours following inclusion." |
Other bias | Unclear risk | Comment: protocol was amended 4 months after start of study to include people with cerebral haemorrhage (fulfilling the same eligibility criteria) – no information given about why the protocol was amended. |
Study characteristics | ||
Methods | Stepped‐wedge clustered pilot RCT randomised at hospital level, UK Study recruitment and setting details: see Table 4 | |
Participants | Inclusion criteria: wards with a specific remit for stroke rehabilitation care, all ward admissions including all ages, dentition profiles, reason for admission (including non‐stroke), cognitive and communication impairment status. Similarly, all nursing staff (registered nurses, nursing assistants and student nurses) were eligible for inclusion Exclusion criteria: acute stroke wards OHC group: 135 patients; 108 staff Usual care group: 147 patients; 84 staff Details of participants are shown in Table 5 | |
Interventions | Multi‐component OHC intervention
Usual care
| |
Outcomes | Outcome data were collected at patient, staff and service level Patient level Primary outcome: pneumonia as per Mann Chest Criteria Secondary outcomes: Oral Health Impact Profile, plaque (dental and denture), use of antibiotics, adverse events (e.g. broken or missing dentures) Secondary outcomes (measured at cluster level): length of hospital stay, death Staff level Primary outcome (measured at individual level): knowledge and attitudes questionnaire Secondary outcome (measured at cluster level): OHC equipment and product use, documented OHC assessment, documented OHC plan Feasibility and implementation: focus groups Service level (measured at cluster level) Primary outcomes: referrals to dental support (urgent and non‐urgent) Secondary outcomes: use of OHC equipment and products Economic outcomes Quote: "… potential net impact on healthcare costs combined with data gathered on health outcomes to determine whether outcomes are improved and (1) (clinical and patient) costs saved, constituting an unambiguous improvement in efficiency, or (2) the magnitude of cost increases incurred in achieving any established health improvement. Relevant outcomes include oral health‐related QoL. Costs will reflect resources used in the intervention itself and post‐intervention impacts (relative to standard care) on service use and staff time, including expected reductions in incidence of major events, such as pneumonia and in length of stay." Data collection Patient level Primary outcome assessed weekly Secondary outcomes (measured at individual level) assessed weekly Secondary outcomes measured at cluster level were linked to routinely collected national health data Staff level Primary outcome collected at baseline, pretraining, post‐training and at study end Secondary outcomes assessed weekly Focus group data collected at study end Service level Primary outcome assessed weekly Secondary outcomes collected monthly | |
Funding | Study authors declared no conflicts of interest. Study funded by Stroke Association, UK | |
Notes | Dropouts are detailed in Table 9 Unpublished statistical data (supplied by the authors) is included within the meta‐analyses | |
Risk of bias | ||
Bias | Authors' judgement | Support for judgement |
Random sequence generation (selection bias) | Low risk | Quote: "Edinburgh Clinical Trials Unit randomised the order of site start date using a computer‐generated algorithm." |
Allocation concealment (selection bias) | Low risk | Quote: "Each site was randomly allocated, at a series of fixed time‐points, to commence conversion to the enhanced OHC intervention." Comment: authors confirmed that the Edinburgh Clinical Trials Unit dealt with allocation. |
Blinding of participants and personnel (performance bias) All outcomes | High risk | Comment: not possible to blind staff participants to the start of the intervention but patient participants were masked to the allocation and study phase. |
Blinding of outcome assessment (detection bias) All outcomes | Low risk | Comment: site allocation was concealed from the blinded assessor. Quote: "Site allocation and phase conversion points were concealed as much as possible from SOCLE data collectors given the inherent limitations to blinding within a trial design where all sites provide usual care at study start and end delivering enhanced care." |
Incomplete outcome data (attrition bias) All outcomes | Low risk | Comment: dropouts accounted for. Staff withdrawals differed across each site, with greater attrition from sites 2 and 3 compared to sites 1 and 4 and were usually due to staff retirement, sickness or change of jobs. Study authors reported that they "experienced no patient withdrawals or dropouts in the usual sense as there was no formal follow‐up beyond the ward admission." ITT analysis employed. |
Selective reporting (reporting bias) | Low risk | Comment: all prespecified outcomes reported. |
Baseline data comparable? | Low risk | Quote: "Patients' alertness, stroke diagnosis, capacity, modified Rankin Scale, dentition, dysphagia and nutritional status were similar across sites 1 to 3. Fifty‐one (15/7%) were incapacitated. A greater proportion of patient participants at site 4 were female, alert, more disabled, incapacitated and had non‐stroke diagnoses and dentures than patients at other sites (Table 2–3) [of the publication]. Sites 1–3 recruited more stroke survivors (76%–81% of site recruits) typically admitted within 2 days of stroke onset compared to participants from Site 4." |
A priori power calculation | Low risk | No. Comment: pilot RCT aimed at collecting these data. |
Other bias | Low risk | Comment: none identified. |
AGNB: aerobic Gram‐negative bacilli; BI: Barthel Index; FOIS: Functional Oral Intake Scale; ICD‐9: International Classification of Diseases 9th edition; ITT: intention‐to‐treat; MASA: Mann assessment of swallowing ability; mBI: modified Barthel Index; MMSE: Mini‐Mental State Examination; MRSA: Methicillin‐resistant Staphylococcus aureus; N/A: not applicable; OHC: oral health care; RCT: randomised controlled trial; R‐THROAT: revised THROAT oral assessment tool; SD: standard deviation; VAP: ventilator‐associated pneumonia.
Characteristics of excluded studies [ordered by study ID]
Study | Reason for exclusion |
---|---|
Boden‐Albala 2016 | RCT Secondary stroke prevention and no relevant outcome measures |
Brailsford 2002 | RCT Fluoride‐containing varnish + antimicrobial varnish (Cervitec) vs fluoride‐containing varnish + placebo varnish. Stroke‐specific data unavailable |
Duck‐Won 2013 | RCT Intervention focused on treatment for limited oral mouth opening and not focused on improving OHC |
Forster 2013 | Cluster RCT Intervention not focused on improving OHC |
Hägglund 2017 | RCT Swallowing intervention only – not OHC intervention |
Hajizamani 2006 | RCT Stroke‐specific data unavailable. Carer knowledge data only reported for intervention group before and after the intervention |
Jones 2007 | RCT Periodontal therapy vs usual care. Periodontal therapy typically requires specialist dental care and takes place in the presence of periodontal disease and so the intervention was not within the inclusion criteria of 'routine assisted oral health care.' |
Kikutani 2006 | RCT Nutritional supplementation plus oral functional training vs nutritional supplementation. Oral functional training does not relate to OHC but instead movement of the oral articulators (lips, cheeks, tongue, soft palate) |
Kim 2014b | RCT Intervention focused on treatment for xerostomia |
Lee 2017 | RCT No patient data. Intervention focused on whether staff could identify oral health conditions after watching a videorecording but not the impact of that training on patient health |
Mojon 1998 | Cluster RCT Oral health programme vs usual care. Stroke‐specific data unavailable |
Murray 2016 | RCT Swallowing intervention evaluation. Although there is an OHC component in the intervention, there are no relevant oral hygiene outcomes measured |
NCT01777672 | RCT Swallowing intervention only – not OHC intervention |
NCT02379182 | RCT Swallowing intervention evaluation. Although there was an oral hygiene component in the intervention, there did not appear to be a difference in OHC provided to the groups |
NCT02541032 | RCT Intensive dental treatment vs standard dental treatment. Secondary stroke prevention and no relevant outcome measures. In addition, periodontal therapy typically requires specialist dental care and general anaesthetic, so the intervention was not within our inclusion criteria of 'routine assisted oral health care' |
Quagliarello 2009 | RCT 6 different OHC intervention programmes (3 specifically for people with dysphagia). Stroke‐specific data unavailable |
Redwood 2001 | Cluster RCT Oral health programme vs oral healthcare worker. Stroke‐specific data unavailable |
Schou 1989 | Cluster RCT OHC programme for staff only vs OHC programme for residents only vs OHC programme for staff and residents vs usual care Stroke‐specific data unavailable |
Simons 1997 | RCT Chlorhexidine acetate or xylitol gum vs xylitol gum. Stroke‐specific data unavailable |
Simons 2002 | Cluster RCT Chlorhexidine acetate or xylitol gum vs xylitol gum vs usual care (no gum). Stroke‐specific data unavailable |
OHC: oral health care; RCT: randomised controlled trial.
Characteristics of studies awaiting classification [ordered by study ID]
Methods | Prospective double‐blind, placebo‐RCT |
Participants | 60 non‐edentulous patients consecutively admitted to the surgical ICU and requiring minimum stay of 3 days Inclusion criteria: aged > 18 years, medical condition suggesting hospitalisation in the ICU for ≥ 3 days, and an eventual requirement for mechanical ventilation by oro‐ or nasotracheal intubation Exclusion criteria: not reported |
Interventions |
|
Outcomes | Outcomes: dental status assessed using a caries‐absent‐occluded score, and the amount of plaque assessed using a semi‐quantitative score Samples of dental plaque, oral mucosa, and nasal and tracheal aspirates were collected for bacterial culture, and nosocomial infections were assessed |
Notes | Unclear whether any stroke‐specific data are available – e‐mail sent to study authors requesting further information |
Methods | Single‐blind parallel RCT |
Participants | Intubated patients in ICU Inclusion criteria: patient has an endotracheal tube through the mouth, aged 15–85 years, 8 hours of intubation in the ICU; no history of allergy is to plant compounds Savory (carvacrol); lack of any damage characterised by endotracheal intubation or planes in the mouth, lesion is unknown Exclusion criteria: transmission or discharge or death of the patient from the ICU before the study was completed; creating profit any damage characterised by endotracheal intubation or planes or other physical harm; lack of desire to continue to study the patient's legal guardian; and immune system dysfunction, radiotherapy and chemotherapy, and having any malignant disease |
Interventions |
|
Outcomes | Primary outcomes: oral health, studied groups, endotracheal tube intubation time, the oral microbial |
Notes | Unclear whether the trial is completed and if stroke‐specific data are available. E‐mail sent to study authors seeking further information IRCT registration number: IRCT2017012232101N1 |
Methods | Single‐blinded parallel RCT |
Participants | 80 participants Inclusion criteria: aged 18–70 years; no clear maxillofacial trauma; having tracheal tube, locating the patient under the mechanical ventilator; no pneumonia or previous respiratory infections; ≥ 48 hours had passed since the onset of intubation; no ban and having no allergy on using mouthwash Exclusion criteria: death before the end of intervention; extubation before the end of intervention; transfer the patient to other wards or hospital among the intervention; other diagnostic or therapeutic procedure on mouth and pharynx or trachea |
Interventions |
|
Outcomes | Primary outcome: occurrence of ventilator‐associated pneumonia measured using standard modified clinical pulmonary infection score Secondary outcomes: degree of dysfunction of organs and prediction of mortality measured using standard sepsis related organ failure assessment tool, Glasgow Coma Scale Data collection: days 1 and 5 |
Notes | IRCT2017091636194N1 Unclear if there are stroke‐specific data available. E‐mail sent to study authors requesting further information |
Methods | Parallel RCT |
Participants | 104 participants Inclusion criteria: people with stroke and bad breath Exclusion criteria: not reported |
Interventions |
|
Outcomes | Improvement of bad breath, condition of tongue coating and clearance of oral pathogens |
Notes | Translation unavailable |
Methods | Pilot RCT |
Participants | 81 residents Inclusion criteria: aged ≥ 20 years, resident or primary care worker in 1 of the following nursing homes: Linn Manor Care Center Simpson Memorial Home, Inc., Wilton Retirement Community, All‐American Care of Muscatine, Pioneer Park of Lone Tree, Colonial Manor of the Columbus Community, Sunrise Terrace Nursing and Rehabilitation Center Parkview Home‐Wayland Exclusion criteria: aged ≤ 21 years or > 110 years; not a resident or primary care worker in 1 of the retirement homes listed in the inclusion criteria |
Interventions |
|
Outcomes | Outcomes: demographics, pneumonia, number of febrile days in last 6 months, existing medical conditions and medications taken, mini‐cog test (Mini‐Cog), mini nutritional assessment short form (Mini‐Nutri), Rand 36‐item Short Form health survey instrument version 1.0 (SF‐36), Oral Health Impact Profile 14‐question (OHIP‐14), Geriatric Oral Health Assessment Index (GOHAI), and subjects oral health (self‐reported dry mouth, oral lesions, denture status, number of teeth, dental plaque index, denture plaque index, bleeding on brushing, gingival bleeding index, coronal DMFS, root DMFS Data collection: baseline and 6 months; microbiological samples were collected at baseline, 2, 4 and 6 months |
Notes | Stroke‐specific data not reported separately. Study authors contacted by e‐mail to see if these data are available |
Methods | Parallel RCT |
Participants | 40 participants with acute cerebrovascular disorders or neurotrauma Inclusion criteria: none reported Exclusion criteria: none reported |
Interventions |
Both groups received the same daily oral care performed by the neurosurgical ward nurses |
Outcomes | Outcomes: periodontal pocket depth, gingival bleeding on probing, modified Oral Health Index (debris index), maximal interincisal opening, volatile sulphur compounds such as hydrogen sulphide (H2S) and methyl mercaptan (CH3SH) in the mouth air were measured using gas chromatograph Data collection: baseline and 4 weeks after the baseline examination (or immediately before hospital discharge, whichever came first) |
Notes | Stroke‐specific data not reported separately in the paper. Study authors contacted by e‐mail to see if these data are available |
Methods | Parallel RCT |
Participants | 100 participants Inclusion criteria: clinical diagnosis of first stroke with nasal tube retention, language therapist providing swallowing treatment, caregiver providing oral care to patients Exclusion criteria: oral cancer and head and neck cancer |
Interventions |
|
Outcomes | Primary outcome measures: functional oral intake scale Secondary outcome measures: functional oral intake scale |
Notes | Study start date: July 2017 Estimated completion date: February 2018 Outcomes reported in the trial register differ from our criteria but data not published yet. Study authors contacted for further information |
Methods | Parallel RCT |
Participants | 22 adults with dysphagia resident in a long‐term care facility Inclusion criteria: medical diagnosis of oropharyngeal dysphagia, and who were residing in chronic care programme units with access to wall suction Exclusion criteria: < 3 scoreable sextants of natural teeth, required sedation or antibiotic premedication for dental care, or who were under a DNR order |
Interventions |
Both groups received mouth care twice daily for 12‐month period |
Outcomes | Outcomes: Plaque Index, Calculus Index, Pocket Bleeding Index, Gingival Index and probing depth Data collection: oral health examination conducted at baseline, 1 month and pneumonia rates monitored over 12 months |
Notes | Unclear if there are stroke‐specific data available. E‐mail sent to study authors requesting further information |
DMFS: decayed, missing and filled permanent surface; DNR: do not resuscitate; ICU: intensive care unit; RCT: randomised controlled trial.
Characteristics of ongoing studies [ordered by study ID]
Study name | Effect of oral care on the incidence of pneumonia in acute stroke patients with different degrees of dysphagia |
Methods | Parallel RCT |
Participants | 80 participants Inclusion criteria: people with acute stroke aged 18–99 years; able to tolerate an oral examination and sample collection; able to provide informed consent Exclusion criteria: pneumonia at admission; requiring mechanical ventilation; removable dentures; allergic to chlorhexidine; oral tumour or acute oral infection, who received periodontal treatment in the past 3 months; severe liver, kidney and heart dysfunction; use of antibiotics, hormones or other immunosuppressive agents; people with tumours and autoimmune diseases |
Interventions |
|
Outcomes | Primary outcome: incidence of pneumonia Secondary outcome: pathogenic bacteria of pneumonia |
Starting date | 1 April 2016; anticipated completion 30 September 2018 |
Contact information | Professor Yue Wang, Beijing Stomatological Hospital, Capital Medical Hospital, Beijing, China |
Notes | ChiCTR‐IPR‐17013403 |
Study name | Effect of daily application of a 0.05% chlorhexidine solution on the incidence of (aspiration) pneumonia in care home residents: design of a multicentre cluster randomised controlled clinical trial |
Methods | Multi‐centre cRCT with care homes as units of randomisation |
Participants | 500 physically disabled care home residents with dysphagia Inclusion criteria: aged ≥ 65 years, physically disabled and diagnosed with dysphagia Exclusion criteria: cognitively impaired (mainly with dementia), in a coma or vegetative state, terminally ill, dependent on mechanical ventilation, in day care, in short‐term care or already using an oral hygiene care solution |
Interventions |
|
Outcomes | Primary outcomes: incidence of pneumonia (diagnosed by a physician) Secondary outcomes: correlations between age, gender, diagnosed diseases, dysphagia severity, care dependency, actually used medication, number of teeth and implants present, and presence of removable dentures and the incidence of pneumonia in physically disabled care home residents with dysphagia who did or did not apply a 0.05% chlorhexidine‐containing solution to their usual oral hygiene care Data collection: Dysphagia Outcome and Severity Scale (DOSS): baseline and endpoint; Care Dependency Scale (CDS): baseline and endpoint; patient record: gender, age (baseline), diagnoses and medication use (baseline and endpoint); oral examination: number of teeth, implants and the presence of removable dentures (baseline); pneumonia: pneumonia will be diagnosed by a set of strictly described criteria: when symptoms occur during study |
Starting date | 14 February 2013 |
Contact information | Dr Vanessa Hollaar, Department of Neurohabilitation, University of Applied Sciences Nijmegen, Postbus 6960, Nijmegen, The Netherlands |
Notes | NTR3515 |
Study name | The Metoclopramide and selective oral decontamination for Avoiding Pneumonia after Stroke trial (MAPS‐2) |
Methods | 2×2 factorial double‐blinded RCT |
Participants | 1160 participants Inclusion criteria: adults with clinical diagnosis of acute stroke; within 9 hours of stroke onset; moderate‐to‐severe neurological impairment with NIHSS score ≥ 10; unable to take a normal oral diet of fluids Exclusion criteria: evidence of vomiting since stroke onset; pre‐existing swallowing problem; known oesophageal pathology that might interfere with placement of an NGT, probable or definite pneumonia, contraindications to metoclopramide, epilepsy, gastrointestinal obstruction, perforation, or haemorrhage, gastrointestinal surgery within the last week, Parkinson's disease, treatment with levodopa or dopaminergic agonists, phaeochromocytoma or neuroleptic malignant syndrome or tardive dyskinesia or methaemoglobinaemia or NADH cytochrome; people with severe liver disease or kidney disease; known allergy to colistin; pregnant or breastfeeding; other comorbid conditions with a life expectancy < 3 months at the discretion of the clinical treating team; inability to gain consent from the patient or a legal representative or refusal of consent Recruited from 50 UK emergency department and acute stroke wards |
Interventions |
Participants will receive metoclopramide or placebo for 21 days or until the NGT is removed, and selective oral decontamination paste for 21 days or until the NGT is removed |
Outcomes | Primary outcomes: mortality rates up to the end of study Secondary outcomes: pneumonia within 14 days; number of days of antibiotic treatment for pneumonia within the first 30 days; neurological recovery measured using the NIHSS at 30 days; disability measured using the modified Rankin Scale at 90 days; quality of life measured using the EuroQol Five Dimensions questionnaire at 90 days Data collection: daily clinical logs (14 days). Follow‐up at 30 days (or day of discharge if sooner) and follow‐up at 90 days for secondary outcomes |
Starting date | 1 December 2017; anticipated completion September 2019 |
Contact information | Professor Christine Roffe, Institute for Applied Clinical Sciences (IACS) Keele University Guy Hilton Research Centre, Thornburrow Drive, Hartshill, Stoke‐on‐Trent, ST4 7QB, UK |
Notes | ISRCTN14124645 |
cRCT: cluster randomised controlled trial; ED: emergency department; NADH: nicotinamide adenine dinucleotide; NGT: nasogastric tube; NIHSS: National Institutes of Health Stroke Scale; RCT: randomised controlled trial.
Differences between protocol and review
2006 review
- It was necessary to reduce the number of primary outcomes identified within the protocol to two because of the Cochrane Stroke Group guidelines. We originally listed gingivitis as a primary outcome, but on reflection it was more appropriate to include it as an oral disease outcome, together with denture‐induced stomatitis and periodontal disease. We acknowledge that making this post‐hoc change following publication of the protocol may lead to bias.
2019 review update
- The review team decided to amend the title of the review from 'Staff‐led interventions for improving oral hygiene in patients following stroke' to 'Interventions for improving oral health in people after stroke'. The decision was made to improve the accessibility of the review by employing more relevant international terms.
- We have included trials with secondary outcomes that present data for knowledge and attitudes for stroke survivors and providers, not only on staff oral health knowledge and attitudes. Increasing fiscal constraints in health care means that many family members and informal carers are now assuming responsibility for supporting people with their oral health. Furthermore, recent Royal College of Physicians guidelines specifically state that "People with stroke and their family/carers should receive information and training in mouth care and maintaining good oral hygiene before transfer of their care from hospital" (RCP 2016).
Contributions of authors
PC conducted the searches for 2019 update, screened retrieved references for inclusion or exclusion, extracted the data from included trials, evaluated methodological quality, entered data, conducted data analysis and drafted the review.
BB screened retrieved references for inclusion or exclusion, extracted data from included trials and commented on review drafts.
DF conducted the earlier searches, screened retrieved references for inclusion or exclusion, extracted the data from included trials, evaluated methodological quality, contacted trial authors, entered data, conducted data analysis and drafted the review.
MB updated the search, screened retrieved references for inclusion or exclusion, extracted the data from included trials, evaluated methodological quality, entered data, conducted data analysis and drafted the review.
Sources of support
Internal sources
- Nursing, Midwifery and Allied Health Professions Research Unit, UK
External sources
- Chief Scientist Office, Scottish Government Health Directorate, UK
Declarations of interest
PC: none.
BB: has been involved in one trial included in this review (see SOCLE II), but was not involved in the assessment or interpretation of this trial.
DF: none.
MB: has been involved in one trial included in this review (see SOCLE II), but was not involved in the assessment or interpretation of this trial.
References
References to studies included in this review
Ab Malik 2017 {published data only}
- Ab Malik N, Mohamad Yatim S, Abdul Razak F, Lam OL, Jin L, Li LS, et al. Effectiveness of a web-based health education program to promote oral hygiene care among stroke survivors: randomized controlled trial. Journal of Medical Internet Research 2017;19(3):e87. [PMC free article] [PubMed] [Google Scholar]
Ab Malik 2018 {published data only}
Chipps 2014 {published data only}
- Chipps E, Gatens C, Genter L, Musto M, Dubis-Bohn A, Gliemmo M, et al. Pilot study of an oral care protocol on poststroke survivors. Rehabilitation Nursing 2014;39:294-304. [PubMed] [Google Scholar]
Dai 2017 {published data only}
Fields 2008 {published data only (unpublished sought but not used)}
- Fields LB. Oral care intervention to reduce incidence of ventilation-associated pneumonia in the neurologic intensive care unit. Journal of Neuroscience Nursing 2008;40(5):291-8. [PubMed] [Google Scholar]
Frenkel 2001 {published and unpublished data}
Gosney 2006 {published and unpublished data}
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